Ronald King Tou Poon
潘敬濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald King Tou Poon (潘敬濤), a licensed Responsible Officer with CE reference ANH678. Currently licensed at 1 firm(s): AMINA (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AMINA (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2024-09-09 | present |
| AMINA (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2024-09-09 | present |
| AMINA (Hong Kong) Limited |
RO | Type 9 — Asset management | 2024-09-09 | present |
| AMINA (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2024-08-07 | 2024-09-09 |
| AMINA (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2024-08-07 | 2024-09-09 |
| Fintech Investment Group Limited | RO | Type 4 — Advising on securities | 2022-05-26 | 2024-06-30 |
| Fintech Investment Group Limited | RO | Type 9 — Asset management | 2022-05-26 | 2024-06-30 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-23 | 2022-01-08 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
RO | Type 9 — Asset management | 2021-02-23 | 2022-01-08 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-03 | 2022-01-08 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-29 | 2021-02-23 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-29 | 2021-02-23 |
| Altive Limited |
Rep | Type 4 — Advising on securities | 2020-08-27 | 2020-11-13 |
| Altive Limited |
Rep | Type 9 — Asset management | 2020-08-27 | 2020-11-13 |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-02 | 2020-02-20 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-02 | 2020-02-20 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-12-02 | 2020-02-20 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-19 | 2019-10-18 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-19 | 2019-10-18 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-19 | 2019-10-18 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-30 | 2018-03-28 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-30 | 2018-03-28 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-03-30 | 2016-08-24 |
| Morris Zender Fund Management Limited 富匯基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-01 | 2011-02-21 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-24 | 2006-12-08 |