Kaisa Financial Group Company Limited
佳兆業金融集團有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaisa Financial Group Company Limited (佳兆業金融集團有限公司), a Hong Kong-based licensed corporation with CE reference AQD216. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 7 (total recorded over time: 55). Earliest licence on file: 2008-06-16.
Registered address
30/F, The Center, 99 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-06-16 | present |
Licensed staff (all-time) (55)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jiaqi (SFC:BHG356) Chen 陳家祺 | RO 1 Rep 1 | 2020-11 | 2026-04 |
| Kenny Chun Yu Khuong 姜振宇 | RO 1 Rep 1 | 2018-06 | 2022-08 |
| Ka Ho (SFC:AXP757) Lam 林家豪 | RO 1 Rep 1 | 2018-09 | 2024-04 |
| Kwok Hei Lau 劉國熙 | RO 1 Rep 1 | 2017-11 | 2018-11 |
| Felix Ming Yiu Law 羅明耀 | RO 1 | 2018-01 | Present |
| Min (SFC:ASU506) Li 李敏 | RO 1 Rep 1 | 2019-09 | 2021-06 |
| Ming Hop Lin 連銘合 | RO 1 Rep 1 | 2008-06 | Present |
| Michael Wai Ming Ng 吳偉明 | RO 1 | 2008-06 | Present |
| Chi Bun Chan 陳志賓 | Rep 1 | 2020-11 | 2021-11 |
| Chi Keung (SFC:AUY945) Chan 陳志強 | Rep 1 | 2012-10 | 2019-01 |
| Che Hao Chang 張哲豪 | Rep 1 | 2020-03 | 2021-12 |
| Suihao Chen 陳穗浩 | Rep 1 | 2020-10 | 2020-11 |
| Weiyi (SFC:BQF123) Chen 陳維依 | Rep 1 | 2020-10 | 2024-02 |
| Chi Ho (SFC:AWC625) Cheng 鄭智浩 | Rep 1 | 2021-04 | 2021-12 |
| Shu Yuen Cheng 鄭樹源 | Rep 1 | 2020-10 | 2022-05 |
| Leo Chi On Chu 朱志安 | Rep 1 | 2008-12 | 2017-02 |
| Yupeng Deng 鄧宇鵬 | Rep 1 | 2021-08 | Present |
| Mao Ding 丁茂 | Rep 1 | 2020-02 | 2021-10 |
| Jie Feng 馮杰 | Rep 1 | 2019-10 | Present |
| Jinchang He 何錦昌 | Rep 1 | 2019-09 | 2019-11 |
| Wai Man (SFC:AAG874) Ip 葉慧文 | Rep 1 | 2013-08 | 2015-05 |
| Yanping Jia 賈艷平 | Rep 1 | 2014-09 | 2016-12 |
| Kam Cheong Lai 賴錦昌 | Rep 1 | 2008-12 | 2018-05 |
| Wai Leung Lai 黎偉亮 | Rep 1 | 2008-09 | 2008-10 |
| Kang Tai Lam 林賡泰 | Rep 1 | 2009-09 | 2023-12 |
| Pui Yin Lam 林佩賢 | Rep 1 | 2019-09 | Present |
| Yee Ting (SFC:AVQ494) Lam 林宜廷 | Rep 1 | 2010-09 | 2014-09 |
| Fu Keung Lau 劉富強 | Rep 1 | 2019-01 | 2020-05 |
| Weiyang Li 李維揚 | Rep 1 | 2008-06 | 2019-03 |
| Fang Lin 林芳 | Rep 1 | 2020-01 | 2020-01 |
| Wenjing Lin 林文靜 | Rep 1 | 2019-03 | Present |
| Ching Cheung Ma 馬正章 | Rep 1 | 2009-04 | 2025-04 |
| Hou Ting Mak 麥皓婷 | Rep 1 | 2020-01 | 2021-12 |
| Richard Chung Tim Ng 吳松添 | Rep 1 | 2009-09 | 2016-12 |
| Wing Yue Ng 吳詠榆 | Rep 1 | 2019-09 | 2020-07 |
| Sam Yee Margaret Ngai 魏心怡 | Rep 1 | 2010-07 | 2011-07 |
| Ronald King Tou Poon 潘敬濤 | Rep 1 | 2019-12 | 2020-02 |
| Jiaying (SFC:BBR202) Song 宋佳穎 | Rep 1 | 2020-01 | 2021-12 |
| Xiaowen (SFC:BJR647) Sun 孫小文 | Rep 1 | 2020-06 | 2021-11 |
| Ching To 杜晴 | Rep 1 | 2019-10 | 2020-08 |
| Chun Kwan Tong 湯鎮坤 | Rep 1 | 2020-03 | 2021-09 |
| Lok Sang Tse 謝樂生 | Rep 1 | 2021-10 | 2021-11 |
| Ling Wan 尹菱 | Rep 1 | 2011-11 | 2019-05 |
| Jian (SFC:AVM361) Wang 王健 | Rep 1 | 2020-03 | 2020-04 |
| Sheng (SFC:BDJ026) Wang 王盛 | Rep 1 | 2017-11 | 2023-06 |
| Shengchang Wang 王聲暢 | Rep 1 | 2019-08 | 2019-11 |
| Jia Wei 魏佳 | Rep 1 | 2019-09 | 2020-08 |
| Yijun Wu 武怡君 | Rep 1 | 2020-01 | 2020-09 |
| Yingying (SFC:BPK575) Xie 謝萤萤 | Rep 1 | 2020-02 | 2021-06 |
| Ying (SFC:BAA078) Xiong 熊英 | Rep 1 | 2020-09 | 2021-10 |
| Alex Shaohong Xu 許少宏 | Rep 1 | 2019-03 | 2021-10 |
| Hao (SFC:AVA631) Xu 許昊 | Rep 1 | 2020-06 | 2020-08 |
| Zhijun (SFC:BKU855) Xu 許智鈞 | Rep 1 | 2018-09 | 2018-10 |
| Xue Yao 姚雪 | Rep 1 | 2020-04 | 2021-12 |
| Kai (SFC:BOE523) Zhu 朱凱 | Rep 1 | 2019-03 | 2019-10 |
Showing 1–55 of 55
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司