Shu Yuen Cheng
鄭樹源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Yuen Cheng (鄭樹源), a licensed Responsible Officer with CE reference AIS494. Currently licensed at 1 firm(s): Orchid Tree Investment Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orchid Tree Investment Management Limited |
RO | Type 9 — Asset management | 2026-03-10 | present |
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-18 | 2026-02-24 |
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-03-14 | 2026-02-24 |
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
RO | Type 9 — Asset management | 2025-03-14 | 2026-02-24 |
| MicroBit Capital Management Limited 小飛資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-01-16 | 2025-03-14 |
| Liquidity Finance (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2024-02-22 | 2024-09-12 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-15 | 2023-08-19 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 4 — Advising on securities | 2022-06-15 | 2023-08-19 |
| Orient Securities Limited 東方匯財證券有限公司 |
RO | Type 9 — Asset management | 2022-06-15 | 2023-08-19 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-06 | 2022-06-15 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-06 | 2022-06-15 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 9 — Asset management | 2022-06-06 | 2022-06-15 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-10-23 | 2022-05-27 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 9 — Asset management | 2020-10-23 | 2022-05-27 |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-21 | 2022-05-27 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-04 | 2020-10-23 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-04 | 2020-10-23 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-09-26 | 2020-05-03 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-09-26 | 2020-05-03 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-08 | 2013-09-26 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-03-08 | 2013-09-26 |
| Kaisen Asset Management Limited 凱晨資產管理有限公司 |
RO | Type 9 — Asset management | 2010-03-08 | 2012-12-31 |
| Kaisen Asset Management Limited 凱晨資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-12-03 | 2010-03-08 |
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-07-14 | 2008-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-07-19 | 2008-07-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-07-17 | 2008-07-12 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2006-02-15 | 2006-07-08 |
| First State (Hong Kong) LLC | Rep | Type 5 — Advising on futures contracts | 2006-02-15 | 2006-07-08 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2003-04-16 | 2006-07-08 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2003-04-16 | 2006-07-08 |