First State (Hong Kong) LLC
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First State (Hong Kong) LLC, a Hong Kong-based licensed corporation with CE reference ADV673. Current licensed staff on file: 0 (total recorded over time: 29).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2007-07-27 |
| Type 5 — Advising on futures contracts | present | 2006-08-29 |
| Type 6 — Advising on corporate finance | present | 2005-03-11 |
| Type 9 — Asset management | present | 2008-05-16 |
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Anthony Joseph Adams | RO 4, 5, 9 | 2006-07 | 2008-04 |
| Warren James Bird | RO 4, 5, 9 Rep 4, 9 | 2006-06 | 2008-04 |
| Kevin Stewart Colglazier | RO 5, 9 Rep 4, 6 | Pre-2003 | 2006-01 |
| Ka Lam Hu 胡嘉林 | RO 4, 9 Rep 4, 9 | 2006-07 | 2008-04 |
| Ian William Jenkins | RO 4, 9 | Pre-2003 | 2004-06 |
| Stephen Desmond Kenneally | RO 4, 9 | 2004-01 | 2005-11 |
| Christopher Kourt | RO 4, 5, 9 Rep 4, 9 | 2006-06 | 2008-04 |
| Martin Kwok Kit Lau 劉國傑 | RO 4, 9 Rep 4, 5, 6, 9 | Pre-2003 | 2008-04 |
| So Ping Ma 馬素萍 | RO 4 Rep 4, 9 | 2006-08 | 2007-07 |
| Lindsay Robert Mann | RO 4, 9 | 2006-03 | 2008-04 |
| Thomas Douglas Tremayne Waring | RO 4, 6, 9 | Pre-2003 | 2006-08 |
| Ben Cheuk Bun Yuen 阮卓斌 | RO 4, 5, 9 Rep 4, 5, 6, 9 | Pre-2003 | 2006-02 |
| Chi Kin Au 區智健 | Rep 4, 9 | 2006-08 | 2008-04 |
| Shu Yuen Cheng 鄭樹源 | Rep 5 | 2006-02 | 2006-07 |
| Rebecca de Forrest Clarke | Rep 4, 9 | 2006-08 | 2008-04 |
| Shan Man Hsieh | Rep 5 | 2005-07 | 2006-08 |
| Yuan Huey Koon 孔圓惠 | Rep 9 | 2006-08 | 2008-04 |
| Chi Wang Kwan 關子宏 | Rep 4, 5, 6, 9 | Pre-2003 | 2005-05 |
| Pik Lin Law 羅碧蓮 | Rep 4, 6, 9 | Pre-2003 | 2003-09 |
| Chee Wai Leong | Rep 9 | 2004-06 | 2004-12 |
| James Kong Li 李剛 | Rep 4 | 2006-01 | 2007-07 |
| Matthew Conal Edward McKeith | Rep 9 | 2004-08 | 2005-03 |
| Scott Melville McNab | Rep 4, 9 | 2005-02 | 2007-07 |
| Susan Veronica Rippingall | Rep 4, 6, 9 | Pre-2003 | 2008-04 |
| Yee Hou Seck 石毅豪 | Rep 4, 9 | 2005-05 | 2008-04 |
| Tian Tze Tan | Rep 9 | 2004-04 | 2004-05 |
| Wenying Wang 王文瑩 | Rep 4, 6, 9 | Pre-2003 | 2005-06 |
| Quanqiang Xian 冼全强 | Rep 4, 9 | 2006-06 | 2008-04 |
| Hau Keung Yeung 楊孝強 | Rep 5 | 2006-02 | 2006-04 |
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