Ben Cheuk Bun Yuen
阮卓斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ben Cheuk Bun Yuen (阮卓斌), a licensed Responsible Officer with CE reference ACH723. Currently licensed at 1 firm(s): BOCHK Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-10 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-10 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 9 — Asset management | 2014-07-10 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-02 | 2014-07-10 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-02 | 2014-07-10 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-05-02 | 2014-07-10 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-09-12 | 2013-12-20 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-05-29 | 2013-12-20 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-05-29 | 2013-12-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-04-24 | 2006-05-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-04-24 | 2006-05-29 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2004-05-17 | 2006-02-28 |
| First State (Hong Kong) LLC | RO | Type 4 — Advising on securities | 2004-05-17 | 2006-02-28 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2004-05-17 | 2006-02-28 |
| First State (Hong Kong) LLC | RO | Type 5 — Advising on futures contracts | 2004-05-17 | 2006-02-28 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 — Asset management | 2004-05-17 | 2006-02-28 |
| First State (Hong Kong) LLC | RO | Type 9 — Asset management | 2004-05-17 | 2006-02-28 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-03-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-05-17 |
| First State (Hong Kong) LLC | Rep | Type 4 — Advising on securities | present | 2004-05-17 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-05-17 |
| First State (Hong Kong) LLC | Rep | Type 5 — Advising on futures contracts | present | 2004-05-17 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-05 |
| First State (Hong Kong) LLC | Rep | Type 6 — Advising on corporate finance | present | 2004-03-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-05-17 |
| First State (Hong Kong) LLC | Rep | Type 9 — Asset management | present | 2004-05-17 |