First Sentier Investors (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for First Sentier Investors (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAJ693. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 23 (total recorded over time: 174).
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Level 25, One Exchange Square, 8 Connaught Place, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 5 — Advising on futures contracts | present | 2006-08-29 |
| Type 6 — Advising on corporate finance | present | 2005-03-11 |
Licensed staff (all-time) (174)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Anthony Joseph Adams | RO 4, 5, 9 | 2006-07 | 2016-08 |
| Warren James Bird | RO 4, 5, 9 Rep 4, 9 | 2006-06 | 2013-01 |
| Amy Yee Kee Cho 曹綺琪 | RO 1 Rep 1, 4 | 2003-05 | 2006-04 |
| Kevin Stewart Colglazier | RO 5, 9 Rep 4, 6 | Pre-2003 | 2006-01 |
| Murray James Collis | RO 4, 9 Rep 4, 9 | 2007-04 | 2012-09 |
| Jose Firmino Quintal Fernandes | RO 1, 4, 9 | 2017-12 | 2018-05 |
| Sung Way Nigel Foo | RO 1, 4, 9 Rep 1, 4, 9 | 2010-09 | Present |
| Jamie Neil Grant | RO 1, 4, 9 Rep 1, 4, 9 | 2014-01 | 2021-09 |
| Ka Lam Hu 胡嘉林 | RO 1, 4, 9 Rep 4, 9 | 2006-07 | 2008-12 |
| Robert Keith James | RO 1 Rep 1 | 2006-07 | 2011-10 |
| Ian William Jenkins | RO 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Richard Iwan Jones | RO 1, 4, 9 Rep 1, 4, 9 | 2010-01 | 2025-02 |
| Stephen Desmond Kenneally | RO 1, 4, 9 Rep 1 | 2003-05 | 2005-11 |
| Christopher Kourt | RO 4, 5, 9 Rep 4, 9 | 2006-06 | 2012-04 |
| Kit Ying Kwok 郭潔凝 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-08 | Present |
| Martin Kwok Kit Lau 劉國傑 | RO 1, 4, 9 Rep 4, 5, 6, 9 | Pre-2003 | Present |
| So Ping Ma 馬素萍 | RO 1, 4 Rep 4, 9 | 2006-08 | 2009-04 |
| Lindsay Robert Mann | RO 1, 4, 9 | 2006-03 | 2009-12 |
| Matthew Conal Edward McKeith | RO 1 Rep 1, 9 | 2004-08 | 2011-05 |
| Todd Mathew Prado | RO 1, 4 | 2011-10 | 2016-01 |
| Lauren Prendiville | RO 1, 4, 9 | 2022-12 | Present |
| Michael David Stapleton | RO 1, 4, 9 | 2009-11 | Present |
| Wing Yee Tang 鄧穎兒 | RO 1, 4 Rep 1, 4 | 2013-12 | 2022-01 |
| Thomas Douglas Tremayne Waring | RO 1, 4, 6, 9 | Pre-2003 | 2006-08 |
| Ben Cheuk Bun Yuen 阮卓斌 | RO 4, 5, 9 Rep 1, 4, 5, 6, 9 | Pre-2003 | 2006-02 |
| Vinay Agarwal | Rep 1, 4 | 2014-05 | 2016-05 |
| Nicholas Kenneth Martin Allen | Rep 1 | 2006-02 | 2006-03 |
| Jonathan George Asante | Rep 4 | 2012-02 | 2012-02 |
| Chi Kin Au 區智健 | Rep 4, 9 | 2006-08 | 2022-10 |
| Sang Hoon Bae 裴相勳 | Rep 4, 9 | 2020-06 | 2024-08 |
| Andrew William Paul Briscoe | Rep 1 | 2012-03 | 2023-05 |
| Gokyar Gokce Bulut | Rep 4, 9 | 2014-02 | 2016-04 |
| Manuel Canas Bottos | Rep 1, 4 | 2016-07 | 2017-03 |
| Renzo Virginio Casarotto | Rep 4 | 2010-04 | 2014-05 |
| Kin Man (SFC:ALG202) Chan 陳建文 | Rep 1 | 2016-03 | 2017-02 |
| Yuk Bing Chan 陳玉冰 | Rep 1, 4 | 2017-05 | 2018-10 |
| Kai Chang 張鍇 | Rep 1, 4, 9 | 2013-04 | 2018-11 |
| Kai (SFC:AZN559) Chen 陳凯 | Rep 4, 9 | 2021-04 | 2021-12 |
| Xihua Chen 陳希驊 | Rep 4, 9 | 2012-10 | Present |
| Florence Hoi Yan Cheng 鄭凱恩 | Rep 1, 4 | 2014-05 | 2018-04 |
| Hon Man Cheng 鄭漢文 | Rep 4 | 2007-09 | 2014-02 |
| Shu Yuen Cheng 鄭樹源 | Rep 1, 5, 9 | 2003-04 | 2006-07 |
| Veronica Tze Ying Cheng 鄭芷盈 | Rep 1 | 2006-04 | 2008-11 |
| Borwin Cheung 張博文 | Rep 1, 4 | 2019-06 | 2025-11 |
| Joann Siu Man Cheung 張小敏 | Rep 1, 4 | 2007-11 | 2025-11 |
| Xiao Chi 池嘯 | Rep 4, 9 | 2023-12 | Present |
| Wing Tat Ching 陳榮達 | Rep 1 | 2008-02 | 2011-01 |
| Shuk Ling Choi 蔡淑玲 | Rep 1 | 2011-03 | 2011-04 |
| Chao Xiang Chong | Rep 4, 9 | 2014-11 | 2020-09 |
| Elina Elaine Yee Ling Choy 蔡懿翎 | Rep 1, 4 | 2012-02 | 2014-01 |
| Ka Kiu Chu 朱珈蕎 | Rep 1 | 2024-03 | 2025-11 |
| Hoi Yan Chui 崔凱茵 | Rep 1, 4 | 2011-04 | 2021-06 |
| Chi Tsing Chun 秦梓澄 | Rep 1, 4 | 2017-04 | 2018-04 |
| Yuen Ling Chung 鍾菀蔆 | Rep 1 | 2021-08 | 2025-12 |
| Rebecca de Forrest Clarke | Rep 4, 9 | 2006-08 | 2010-09 |
| Hengyu Deng 鄧恒宇 | Rep 1, 4 | 2024-10 | 2025-12 |
| John Robert Victor Ellis | Rep 4 | 2009-09 | 2009-10 |
| Yoshiya Endo 遠藤世史也 | Rep 4, 9 | 2014-05 | 2016-09 |
| Qimin Fei 費启旻 | Rep 4, 9 | 2019-09 | Present |
| Glenn William Finegan | Rep 4 | 2013-03 | 2013-03 |
| Louisa Wai Man Fok 霍慧敏 | Rep 4, 9 | 2010-07 | 2013-08 |
| Wai Yan Fok 霍偉欣 | Rep 1 | 2025-09 | Present |
| Ernest Chun Ming Fong 方駿銘 | Rep 1 | 2025-11 | Present |
| Shing Fai Fong 方成輝 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-09 |
| Kenji Fukumitsu | Rep 4, 9 | 2026-04 | Present |
| Stephen Douglas Halmarick | Rep 4 | 2012-02 | 2012-02 |
| Anne Elizabeth Harney 安海妮 | Rep 1 | 2015-04 | 2016-04 |
| Stephen Richard Hayes | Rep 1, 4 | 2014-10 | 2016-03 |
| Heung Ting He 何香婷 | Rep 1 | 2015-05 | 2019-07 |
| Paul James Hillman | Rep 1 | 2014-10 | 2014-10 |
| Shan Man Hsieh | Rep 1, 4, 5, 9 | 2003-10 | 2021-06 |
| Jin Sung Hur 許真城 | Rep 4, 9 | 2018-03 | Present |
| Suhwan In 印秀奐 | Rep 4, 9 | 2016-08 | 2019-10 |
| Hung Kei Ip 葉鴻基 | Rep 1 | 2008-09 | 2010-11 |
| Kwon Il Jo 趙權一 | Rep 4, 9 | 2018-10 | 2022-10 |
| Lei Ke 柯雷 | Rep 1, 4, 9 | 2015-04 | Present |
| Serena Shuk Ling Ko 高淑玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Trenton Godfried Koch | Rep 1, 4 | 2014-01 | 2018-03 |
| Petr Milan Kocourek | Rep 4 | 2011-10 | 2015-09 |
| Yuan Huey Koon 孔圓惠 | Rep 9 | 2006-08 | 2010-04 |
| Gregor Johannes Thilo Kurth | Rep 1 | 2016-08 | 2016-09 |
| Chi Wang Kwan 關子宏 | Rep 4, 5, 6, 9 | Pre-2003 | 2005-05 |
| Tak May Kwok Cheung 郭張德美 | Rep 4, 9 | 2010-12 | 2017-05 |
| Lap Fai Lam 林立輝 | Rep 1 | 2011-12 | 2021-08 |
| Daniel Vincent Latham | Rep 1, 4 | 2014-05 | 2017-02 |
| Pik Lin Law 羅碧蓮 | Rep 4, 6, 9 | Pre-2003 | 2003-09 |
| Benjamin John Lawson | Rep 1 | 2014-05 | 2014-08 |
| Terence Chun Yin Lee 李俊彥 | Rep 1 | 2003-07 | 2006-04 |
| Tsz Wai Lee 李芷慧 | Rep 1, 4 | 2013-01 | 2015-10 |
| Wing Yee (SFC:AZJ865) Lee 李穎怡 | Rep 1, 4 | 2013-04 | 2014-12 |
| Chee Wai Leong | Rep 1, 9 | 2004-06 | 2011-12 |
| Ka Wai (SFC:AOK606) Leung 梁家瑋 | Rep 1 | 2007-01 | 2007-12 |
| Po Yu Leung 梁寶愉 | Rep 1 | 2016-04 | 2021-02 |
| Sabrina Wai Kwan Leung 梁慧君 | Rep 1, 4 | 2010-04 | 2023-01 |
| James Kong Li 李剛 | Rep 1, 4 | 2006-01 | 2014-06 |
| Qing (SFC:ATY325) Li 李青 | Rep 4, 9 | 2009-11 | 2024-08 |
| Yuk Ha Li 李玉霞 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-10 |
| Huishan Lin 林慧珊 | Rep 1 | 2011-04 | 2015-02 |
| Michelle Lin 林旻璇 | Rep 1, 4 | 2025-07 | Present |
| Wan-Ying Lin 林宛縈 | Rep 1 | 2010-04 | 2018-05 |
Showing 1–100 of 174
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司