Yuk Ha Li
李玉霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Ha Li (李玉霞), a licensed former licensee with CE reference AEK688. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2005-10-24 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-10-15 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-10-15 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-10-15 |