Lei Ke
柯雷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Ke (柯雷), a licensed Representative with CE reference AUZ498. Currently licensed at 1 firm(s): First Sentier Investors (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-04-02 | present |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-04-02 | present |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-04-02 | present |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2015-03-27 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-12 | 2015-03-27 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-04-12 | 2015-03-27 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2010-04-12 | 2015-03-27 |