Murray James Collis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Murray James Collis ( ), a licensed former licensee with CE reference AOV819. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-25 | 2016-05-27 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-25 | 2016-05-27 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-25 | 2016-05-27 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2014-02-25 | 2016-05-27 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-31 | 2014-02-25 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-01-31 | 2014-02-25 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2013-01-31 | 2014-02-25 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 — Asset management | 2013-01-31 | 2014-02-25 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-11-19 | 2012-09-26 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-11-19 | 2012-09-26 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2009-03-30 | 2009-11-19 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 — Asset management | 2009-03-30 | 2009-11-19 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-04-27 | 2009-03-30 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-04-27 | 2009-03-30 |