Tsz Wai Lee
李芷慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Wai Lee (李芷慧), a licensed Representative with CE reference AYT809. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-15 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-15 | 2025-08-25 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-03 | 2021-06-30 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-03 | 2021-06-30 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-01-31 | 2015-10-09 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-01-31 | 2015-10-09 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-26 | 2013-01-01 |