Daniel Vincent Latham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Vincent Latham ( ), a licensed former licensee with CE reference BDL300. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-02-06 | 2017-02-10 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-04-18 | 2016-04-22 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-11-30 | 2015-12-04 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-05-15 | 2015-05-15 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-02-03 | 2015-02-04 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-11-10 | 2014-11-14 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-08-21 | 2014-08-21 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-05-20 | 2014-05-22 |