Anthony Joseph Adams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Joseph Adams ( ), a licensed former licensee with CE reference ANJ158. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-07-03 | 2016-08-05 |
| First State (Hong Kong) LLC | RO | Type 4 — Advising on securities | 2006-07-03 | 2007-07-05 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2006-07-03 | 2006-08-28 |
| First State (Hong Kong) LLC | RO | Type 5 — Advising on futures contracts | 2006-07-03 | 2006-08-28 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-07-03 | 2016-08-05 |
| First State (Hong Kong) LLC | RO | Type 9 — Asset management | 2006-07-03 | 2008-04-01 |