Warren James Bird
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren James Bird ( ), a licensed former licensee with CE reference ANH655. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-09-29 | 2013-01-02 |
| First State (Hong Kong) LLC | Rep | Type 4 — Advising on securities | 2006-09-29 | 2007-07-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-09-29 | 2013-01-02 |
| First State (Hong Kong) LLC | Rep | Type 9 — Asset management | 2006-09-29 | 2008-04-01 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-06-22 | 2006-09-29 |
| First State (Hong Kong) LLC | RO | Type 4 — Advising on securities | 2006-06-22 | 2006-09-29 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2006-06-22 | 2006-08-28 |
| First State (Hong Kong) LLC | RO | Type 5 — Advising on futures contracts | 2006-06-22 | 2006-08-28 |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-06-22 | 2006-09-29 |
| First State (Hong Kong) LLC | RO | Type 9 — Asset management | 2006-06-22 | 2006-09-29 |