Wai Yan Fok
霍偉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Fok (霍偉欣), a licensed Representative with CE reference BNT923. Currently licensed at 1 firm(s): First Sentier Investors (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-09-09 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-20 | 2025-07-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-05 | 2020-01-17 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-05 | 2020-01-17 |