DWS Investments Hong Kong Limited
德意志投資香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for DWS Investments Hong Kong Limited (德意志投資香港有限公司), a Hong Kong-based licensed corporation with CE reference ACJ870. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 33 (total recorded over time: 263). Earliest licence on file: 2016-03-18.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Registered address
58-61/F, International Commerce Centre, 1 Austin Road West, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2016-03-18 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2003-06-12 |
Licensed staff (all-time) (263)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Michele Mi-Kyung Bang | RO 1, 4, 9 Rep 1, 4, 9 | 2011-03 | 2013-10 |
| Robert Michael Byrne | RO 4, 9 | 2004-09 | 2009-08 |
| Chia Ling (SFC:ADV930) Chen 陳佳鈴 | RO 1, 4 Rep 1, 4 | 2006-02 | 2009-08 |
| Sharon Tim Sheung Cheng 鄭方添嫦 | RO 1, 4, 9 Rep 4, 9 | Pre-2003 | 2005-12 |
| Brian David Chinappi | RO 1, 4, 9 | 2004-09 | 2010-03 |
| Freddy Goman Yu Ting Chong 莊雨亭 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-01 | 2018-03 |
| Peng Wah Choy 蔡秉華 | RO 1, 4, 6, 9 Rep 1, 4, 9 | Pre-2003 | 2005-10 |
| John Clayton Coplestone | RO 1, 4, 9 Rep 1, 4, 9 | 2006-06 | 2007-02 |
| Lieven M. O. Debruyne | RO 1, 4, 9 Rep 1, 4, 9 | 2004-10 | 2005-02 |
| Ayaz Hatim Ebrahim | RO 1, 4, 9 Rep 1, 4, 9 | 2006-08 | 2007-05 |
| Daniel William Ekins | RO 1, 4, 9 Rep 1, 4, 9 | 2008-10 | 2017-01 |
| Robert John Stuart Gibbs | RO 1, 4, 9 Rep 1, 4, 9 | 2017-07 | Present |
| Peter Noel Sampson Hanbury | RO 1, 4, 9 Rep 1, 4, 9 | 2004-01 | 2009-09 |
| Stephen Paul Harris | RO 1, 4, 9 | 2005-06 | 2014-06 |
| Andy Ho 何肇聰 | RO 1, 2 | 2016-03 | 2021-09 |
| Hiiga Hu 許仕佳 | RO 1, 4 Rep 1, 4, 9 | 2015-08 | 2019-03 |
| Richard Iwan Jones | RO 1, 4, 9 Rep 1, 4, 9 | 2006-02 | 2009-09 |
| Ravi Thimma Raju Kankipati | RO 1, 4, 9 | 2015-03 | 2016-04 |
| Jeong Yeon Kim | RO 1, 4 Rep 1, 4 | 2015-10 | 2018-01 |
| So Yeon Kim | RO 1, 4 Rep 1, 4 | 2017-03 | Present |
| Chi Tak Kwan 關志德 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-01 | Present |
| Osvaldo Chit Man Kwan 關捷文 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-12 | Present |
| Morgan Aird Laughlin | RO 4, 9 | 2004-09 | 2006-08 |
| Giselle Chi Sau Lee 李之秀 | RO 1, 4, 9 | Pre-2003 | 2004-02 |
| Wai Lim Leung 梁緯濂 | RO 1, 4, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2012-08 |
| Priscilla Marilyn Lu 陸美珩 | RO 1, 4, 9 Rep 1, 4, 9 | 2016-05 | 2019-03 |
| Kevin Kei Tung Lui 呂紀東 | RO 1, 2 Rep 1, 2 | 2016-07 | Present |
| Marco Montanari | RO 1, 4, 9 Rep 1, 4 | 2017-03 | 2021-09 |
| Holger Wilhelm Naumann | RO 1, 4, 9 Rep 1, 4, 9 | 2019-09 | 2023-04 |
| Yuyu Peng 彭煜宇 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-09 | 2024-08 |
| Edouard Fernen Peter | RO 1, 4, 9 | 2005-06 | 2009-04 |
| Andrew Frederick Peter Pidden | RO 1, 4, 9 Rep 1, 4 | 2018-01 | 2024-08 |
| Hayden Hei Ting Pong 龐熙霆 | RO 1, 2 Rep 1, 2 | 2021-12 | 2023-01 |
| Guillaume Roland Rade | RO 9 Rep 1, 4, 9 | 2017-09 | 2020-09 |
| Elke Schoeppl-Jost | RO 1, 2, 4, 9 Rep 1, 4, 9 | 2014-01 | Present |
| Hoi Kei Sum 沈鎧圻 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-04 | Present |
| Ken Wai Ming Tam 譚偉明 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-03 | 2015-08 |
| Siew Shen Tan 陳修賢 | RO 1, 4 Rep 1, 4 | 2005-11 | 2010-05 |
| Sean Patrick Paul Taylor | RO 1, 4, 9 Rep 1, 4, 9 | 2015-10 | 2023-06 |
| Vanessa Wang 王靜雯 | RO 1, 4, 9 Rep 1, 4 | 2021-10 | Present |
| Yau Pong Wong 王有邦 | RO 1, 2, 4, 9 Rep 1, 4, 9 | 2014-05 | 2025-04 |
| Wee Theng Ang | Rep 4 | 2012-10 | 2013-01 |
| Nithiphong Athikhomkulchai | Rep 4, 9 | 2004-11 | 2007-07 |
| Samuel Cranage Baker | Rep 1, 4 | 2006-10 | 2008-12 |
| William Lance Barbour | Rep 4 | 2007-05 | 2012-09 |
| Anne Cecile Boyden | Rep 1, 4 | 2015-12 | 2017-11 |
| Alison Rosemary Brown | Rep 4, 9 | 2008-03 | 2009-04 |
| Dirk Bruckmann | Rep 1 | 2014-10 | 2016-05 |
| Marco Bungart | Rep 1, 4 | 2023-11 | 2023-11 |
| Jingmu Cao 曹靖牧 | Rep 1, 4 | 2017-03 | Present |
| Michael Edsall Carboy 康博文 | Rep 4 | 2011-05 | 2012-09 |
| Chi Pang Chan 陳志鵬 | Rep 1, 4 | 2008-01 | 2008-07 |
| Danny Tsz Fung Chan 陳梓楓 | Rep 1, 4 | 2008-11 | 2010-06 |
| Gary Siu Tung Chan 陳兆東 | Rep 1, 4 | 2024-09 | 2025-09 |
| Jenny Ka Yun Chan 陳嘉茵 | Rep 1, 4 | 2004-04 | 2006-04 |
| On Ki Chan | Rep 1, 4 | 2017-07 | 2018-10 |
| Tin Wing Chan 陳天穎 | Rep 1, 4 | 2024-09 | Present |
| Yuk Bing Chan 陳玉冰 | Rep 1, 4 | 2013-10 | 2017-04 |
| Linlin Chang 張玲菱 | Rep 4, 9 | 2007-08 | 2010-06 |
| Craig Hong Chu Chen 陳宏初 | Rep 4, 9 | 2007-07 | 2009-09 |
| Lihui Chen 陳麗惠 | Rep 4, 9 | 2009-06 | 2019-05 |
| Rujun Chen 陳儒君 | Rep 1, 4, 9 | 2019-08 | 2020-11 |
| Yida (SFC:ANC155) Chen 陳怡達 | Rep 1, 4 | 2006-02 | 2009-06 |
| Chi Ching Cheng 鄭子晴 | Rep 1, 4, 9 | 2022-06 | Present |
| Kei Pong Cheng 鄭祁邦 | Rep 1, 4 | 2011-09 | 2012-09 |
| Veronica Tze Ying Cheng 鄭芷盈 | Rep 1, 4 | 2010-08 | 2013-08 |
| Yi-Hua Cherng 程憶華 | Rep 1, 4 | 2004-11 | 2005-03 |
| Siu Ting Cheung 張肇廷 | Rep 1, 4, 9 | 2025-07 | Present |
| Yeung Cheung 張洋 | Rep 1, 4 | 2019-05 | 2022-05 |
| Wei Chin 金緯 | Rep 1, 4 | 2007-10 | 2010-06 |
| Ching Yuan Chiu 邱靖媛 | Rep 1, 4, 9 | 2025-01 | Present |
| King Him Chiu 趙敬謙 | Rep 1, 4 | 2018-04 | 2021-06 |
| Mark Wen Wai Cho 曹文偉 | Rep 1, 4, 9 | 2008-03 | 2013-10 |
| Candice Pei Ling Chong | Rep 1, 4 | 2024-01 | 2024-02 |
| Anson Tsun Ho Chow 周進浩 | Rep 1, 4, 9 | 2017-03 | 2019-03 |
| Han Shen Jonathan Chow 周漢燊 | Rep 1, 2 | 2024-06 | Present |
| Hang Chi Chow 周幸志 | Rep 1, 4 | 2017-05 | 2020-07 |
| Kin Yee Chow 周健怡 | Rep 1, 4 | 2007-08 | 2008-04 |
| Wing To Chow 周穎淘 | Rep 1, 4 | 2017-03 | 2019-06 |
| Chun Yin Chu 朱進彥 | Rep 1, 4 | 2022-09 | Present |
| Hiu Yin Chu 朱曉妍 | Rep 1, 4, 9 | 2018-01 | 2019-08 |
| Lei Mei Chu 朱莉薇 | Rep 1, 4 | 2010-12 | 2013-01 |
| Barry Joseph Chung 鍾伯麟 | Rep 1, 4 | 2018-03 | 2022-04 |
| Sven Rupert Colditz | Rep 1, 2 | 2016-03 | 2016-06 |
| Andrew Gilbert Crawford | Rep 4 | 2007-05 | 2008-11 |
| Marc Alexandre Currat | Rep 1, 4, 9 | 2016-11 | 2022-03 |
| Vincent Yves Elisabeth Marie Denoiseux | Rep 1, 4 | 2017-10 | 2018-03 |
| Nicolas Mathieu Didelot | Rep 1, 4 | 2016-06 | 2019-08 |
| Hugh Gordon Dyus | Rep 4, 9 | 2005-07 | 2005-10 |
| Boris Fedorov | Rep 1 | 2008-10 | 2008-11 |
| Mark Bradley Fogle | Rep 1, 4, 9 | 2008-09 | 2010-04 |
| Wai Yan Fok 霍偉欣 | Rep 1, 4 | 2018-11 | 2020-01 |
| Agnes Chiu Hung Fong 方朝紅 | Rep 1, 4 | 2021-05 | 2025-10 |
| Yuen Fun Fung 馮婉芬 | Rep 1 | 2023-05 | 2024-06 |
| Peter Patrick Galgay | Rep 4, 9 | 2008-06 | 2016-01 |
| Benny Gay 倪秉勵 | Rep 1, 4 | 2017-06 | 2020-08 |
| Thomas Gillmann | Rep 1, 4 | 2022-03 | Present |
| Paul Jonathan Goodman 古德曼 | Rep 1, 4 | 2005-08 | 2007-06 |
| Venkata Narasimha Apparaya Kishore Gotety | Rep 1, 4, 9 | 2009-09 | 2010-06 |
| Francesca Guagnini | Rep 1 | 2015-08 | 2015-08 |
Showing 1–100 of 263
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