Siew Shen Tan
陳修賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siew Shen Tan (陳修賢), a licensed Responsible Officer with CE reference ALJ824. Currently licensed at 1 firm(s): Lazard Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2018-07-05 | present |
| Lazard Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2018-07-05 | present |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-05-07 | 2018-07-05 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-05-07 | 2018-07-05 |
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2017-06-07 | 2018-04-08 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-10 | 2017-05-22 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-07-10 | 2017-05-22 |
| Pyramis Global Advisors (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2010-10-27 | 2013-02-07 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2010-06-14 | 2010-10-27 |
| Pyramis Global Advisors (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2010-06-14 | 2013-02-07 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-15 | 2010-05-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | 2009-12-15 | 2010-05-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-29 | 2009-12-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-29 | 2009-12-15 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-10-26 | 2005-10-08 |