Lazard Asset Management (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lazard Asset Management (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AQZ743. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 15 (total recorded over time: 61). Earliest licence on file: 2008-11-20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Suites 506 - 508, 5th Floor, One International Finance Centre, No. 1 Harbour View Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-11-20 | present |
| Type 4 — Advising on securities | 2008-11-20 | present |
| Type 9 — Asset management | 2025-08-22 | present |
Licensed staff (all-time) (61)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yew Khee Choon 秦耀奇 | RO 1, 4 | 2008-11 | 2013-11 |
| Antony John Creighton | RO 1, 4 | 2014-01 | Present |
| James Maitland Donald | RO 9 Rep 1, 4 | 2015-06 | 2026-03 |
| Xiaomeng (SFC:BEN196) Liu 劉笑夢 | RO 1, 4, 9 Rep 1, 4 | 2018-02 | Present |
| Eun Young Park 朴恩映 | RO 1, 4 Rep 1, 4 | 2018-08 | Present |
| Nathan Abraham Paul | RO 1, 4 | 2018-06 | Present |
| Robert Andrew Prugue | RO 1, 4 | 2008-11 | 2018-02 |
| Ganesh Ramachandran | RO 9 Rep 1, 4 | 2019-01 | Present |
| Siew Shen Tan 陳修賢 | RO 1, 4 Rep 1, 4 | 2018-05 | Present |
| Charmian Shu Mong Wan 溫紓望 | RO 1, 4 | 2015-05 | 2017-12 |
| Vernon Ka Leung Yu | RO 1, 4 | 2014-08 | 2016-02 |
| Eduardo Rafael Abreu | Rep 1, 4 | 2019-11 | 2019-11 |
| David Benjamin Alcaly | Rep 1, 4 | 2024-08 | 2025-08 |
| Ashish Bhutani | Rep 1, 4 | 2018-03 | 2018-03 |
| Arnaud Quantin Brillois | Rep 1, 4 | 2018-05 | 2019-03 |
| Eleonore Alice Bunel | Rep 1, 4 | 2023-03 | 2023-03 |
| Cheuk Lam Jessica Chan 陳卓琳 | Rep 1, 4 | 2021-05 | Present |
| Hei Ting Chan 陳曦庭 | Rep 1, 4 | 2022-03 | 2023-08 |
| Rohit Chopra | Rep 1, 4 | 2019-03 | 2019-03 |
| Jared R Daniels | Rep 1, 4 | 2015-10 | 2015-10 |
| Kung Sheng Fan 樊功生 | Rep 1, 4 | 2017-03 | 2025-03 |
| Si Rui Ge 葛思睿 | Rep 1, 4 | 2014-09 | 2017-09 |
| Timothy Shields Griffen | Rep 1, 4 | 2015-11 | 2015-11 |
| Rupert Dickie Hope | Rep 1, 4 | 2016-05 | 2018-06 |
| Siu Lun Hui 許肇麟 | Rep 1, 4 | 2023-07 | Present |
| Jai Kurien Jacob | Rep 1, 4 | 2018-06 | 2023-04 |
| Rugsit Kanan | Rep 1, 4 | 2018-06 | 2019-07 |
| Seung Yeon Kang 姜升延 | Rep 1, 4 | 2023-07 | Present |
| Peter James Kashanek | Rep 1, 4 | 2016-01 | 2018-11 |
| Edward Peter Keating | Rep 1, 4 | 2016-06 | 2024-03 |
| Tjeert Keijzer | Rep 1, 4 | 2018-08 | 2018-08 |
| Chung Lai Lai 賴頌禮 | Rep 1, 4 | 2023-04 | 2026-02 |
| Francois Eric Jacques Lavier | Rep 1, 4 | 2024-11 | 2024-11 |
| Tsung Hsin Mark Lien | Rep 1, 4, 9 | 2025-07 | Present |
| Ru-Shiuan Lin 林洳宣 | Rep 1, 4 | 2019-07 | Present |
| Kurt Steven Livermore | Rep 1, 4 | 2025-05 | 2025-05 |
| Diya Lowe | Rep 1, 4 | 2015-05 | 2018-04 |
| Yingwen Lu 盧盈文 | Rep 1, 4, 9 | 2018-12 | Present |
| Xin Mu 牟欣 | Rep 1, 4 | 2025-02 | Present |
| Pierre-Emmanuel David Naar | Rep 1, 4 | 2023-06 | 2023-06 |
| Yung (SFC:BRV269) Ngai 魏蓉 | Rep 1, 4 | 2021-12 | 2022-12 |
| Andrew T Raab | Rep 1, 4 | 2020-01 | 2020-01 |
| John Robert Reinsberg | Rep 1, 4 | 2015-10 | 2024-03 |
| Oren Shiran | Rep 1, 4 | 2023-03 | 2023-03 |
| Denise Sarah Simon | Rep 1, 4 | 2015-07 | 2015-07 |
| Nikita Sunil Singhal | Rep 1, 4 | 2023-10 | 2023-10 |
| Seavan Sternheim | Rep 1, 4 | 2024-10 | 2024-10 |
| Tiffany Oi Ying Sun 孫藹瑩 | Rep 1, 4 | 2021-07 | 2021-11 |
| Stefan Thanh-Dung Tang | Rep 1, 4 | 2023-03 | 2023-03 |
| Ronald Scott Temple | Rep 1, 4 | 2016-02 | 2024-05 |
| Kimberly Britain Tilley | Rep 1, 4 | 2024-10 | 2025-03 |
| Lisha Wang 王丽莎 | Rep 1, 4 | 2017-11 | 2019-11 |
| Yusi (SFC:BRS507) Wang 王宇斯 | Rep 1, 4 | 2021-11 | 2022-08 |
| Barnaby James Wilson | Rep 1, 4 | 2017-03 | 2018-09 |
| Chun Wah Wong 黃春華 | Rep 1, 4 | 2021-10 | 2024-07 |
| Chung Yin Wong 王頌賢 | Rep 1, 4 | 2023-11 | 2025-04 |
| Steven Mark Wreford | Rep 1, 4 | 2023-08 | 2023-11 |
| Zheyu Xi 奚哲漁 | Rep 1, 4, 9 | 2019-07 | Present |
| Yilang Xia 夏奕朗 | Rep 1, 4 | 2018-08 | 2025-10 |
| Wing Pui James Ying 英永沛 | Rep 1, 4 | 2018-09 | 2024-08 |
| da Zhang | Rep 1, 4 | 2024-10 | Present |
Showing 1–61 of 61
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 3 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 3 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 3 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 3 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 3 shared activity types · 瑞穗證券亞洲有限公司