Timothy Shields Griffen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Shields Griffen ( ), a licensed former licensee with CE reference BGM272. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-11-13 | 2015-11-17 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-11-13 | 2015-11-17 |