James Maitland Donald
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Maitland Donald, a licensed former licensee with CE reference BFS964. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2025-08-22 | 2026-03-31 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-02-21 | 2025-02-26 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-02-21 | 2025-02-26 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-03-15 | 2024-03-21 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-03-15 | 2024-03-21 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-03-25 | 2019-03-28 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-03-25 | 2019-03-28 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-03-19 | 2018-03-26 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-03-19 | 2018-03-26 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-10-28 | 2016-10-29 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-10-28 | 2016-10-29 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-06-30 | 2015-07-02 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-06-30 | 2015-07-02 |