Vernon Ka Leung Yu

CE No. AEE209 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vernon Ka Leung Yu (), a licensed former licensee with CE reference AEE209. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Lazard Asset Management (Hong Kong) Limited RO Type 1 — Dealing in securities 2014-08-18 2016-02-10
Lazard Asset Management (Hong Kong) Limited RO Type 4 — Advising on securities 2014-08-18 2016-02-10
AllianceBernstein Hong Kong Limited
聯博香港有限公司
RO Type 4 — Advising on securities 2006-06-16 2011-04-08
AllianceBernstein Hong Kong Limited
聯博香港有限公司
RO Type 9 — Asset management 2006-06-16 2011-04-08
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 — Dealing in securities 2006-06-09 2011-04-08
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 5 — Advising on futures contracts 2006-06-09 2011-04-08
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 — Advising on securities 2005-01-19 2006-06-16
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 9 — Asset management 2005-01-19 2006-06-16
HSBC Global Asset Management (Hong Kong) Limited Rep Type 4 — Advising on securities present 2005-01-19
HSBC Global Asset Management (Hong Kong) Limited Rep Type 6 — Advising on corporate finance present 2004-05-05
HSBC Global Asset Management (Hong Kong) Limited Rep Type 9 — Asset management present 2005-01-19

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