AllianceBernstein Hong Kong Limited

聯博香港有限公司
CE No. ADX555 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AllianceBernstein Hong Kong Limited (聯博香港有限公司), a Hong Kong-based licensed corporation with CE reference ADX555. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 38 (total recorded over time: 398). Earliest licence on file: 2006-10-05.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →

Registered address

39/F, One Island East Taikoo Place, 18 Westlands Road, Quarry Bay

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 2 — Dealing in futures contracts 2006-10-05 present
Type 4 — Advising on securities present present
Type 5 — Advising on futures contracts present present
Type 9 — Asset management present present
Type 6 — Advising on corporate finance present 2004-11-16

Licensed staff (all-time) (398)
Active on date

Name Activities First licensed To
Hayden Daniel Briscoe RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2010-09 2016-04
Patrick Kai Lung Chan 陳啟龍 RO 1, 4, 5, 6, 9 Pre-2003 2006-05
Augustus Wing Chun Cheh 車永俊 RO 1, 2, 4, 5, 9 2004-12 2011-01
Kin Hung Chow 鄒建雄 RO 1, 2, 4, 5, 9 Rep 1, 4 2004-05 Present
Richard Wai Tat Chow 周偉達 RO 4, 9 Rep 1, 4, 5, 9 2003-08 2012-03
Dion Cooney RO 1, 2, 4, 5 Rep 1, 2 2019-11 2025-05
Antony James Edwards RO 1, 4, 9 Rep 1, 2, 4, 5, 9 2005-07 2009-09
Rajeev Srinivas Kiran Eyunni RO 4 Rep 1, 4, 9 2007-04 2021-04
Bradley John Gibson RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2014-03 2024-06
Irene Li Lu Goh 吳麗如 RO 1, 4 Rep 1, 2, 4, 5, 9 2011-04 2016-03
Daniel Gordon RO 1, 4 Rep 1, 4 2010-06 2011-10
Peter Jarvis Henricks RO 1, 4, 5, 6, 9 Pre-2003 2003-06
James Edward Hullah RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2014-09 Present
Cheng-Hui Kao 高正輝 RO 1, 4 Rep 1, 2, 4, 5 2024-11 Present
Ajai Mohan Kaul RO 1, 2, 4, 5, 9 Rep 1, 4, 5, 9 2003-10 2025-12
Matthew Kennedy RO 1, 4, 9 Rep 1, 4, 9 2006-08 2013-03
Robert Duho Kim RO 9 Rep 4 2018-04 2023-09
Albert Chung Hang Law 羅重恆 RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 9 2009-06 2012-02
Matthew Wai Shun Lee 李維信 RO 1, 4, 5, 9 Rep 4, 5, 6, 9 Pre-2003 2005-11
Gerald Michael Lieberman RO 4 Rep 4 2005-09 2008-06
Mei-Fang Lin 林玫芳 RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 9 2011-03 Present
Eric Kar Hang Liu 廖嘉恒 RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2023-08 Present
Ninghui Liu RO 9 Rep 1, 2, 4, 5, 9 2021-09 2024-11
Michael Lee Mon 文嘉明 RO 2, 5 Rep 1, 4, 5, 9 2005-12 2010-12
Arnaud Francois Mounier RO 2, 5 Rep 1, 2, 4, 5 2015-04 2022-12
Kumiko Oe 大江久美子 RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 9 2006-09 2011-10
Suchet Pandurang Padhye RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2010-10 2011-12
Emma Catherine Quinn RO 1, 2, 4, 5 Rep 1, 2, 4, 5 2007-03 2023-03
Stuart Campbell Rae RO 1, 4, 9 Rep 1, 4, 9 2006-08 2025-10
Christopher John Seabolt RO 2 Rep 1, 4, 5, 9 2005-02 2007-08
Rie Shibuya RO 1, 2, 4, 5 Rep 1, 2, 4, 5, 9 2006-09 2012-12
Thierry Vincent Taglione RO 1, 4 Rep 1, 2, 4, 5 2022-12 Present
Gregory John Tencza RO 4 Rep 4 2006-02 2009-03
Suzanne To Quan Ton 孫素君 RO 1, 4 Rep 1, 4, 5, 9 2003-08 2009-04
Robert Pieter van Brugge RO 1, 4 Rep 4 2009-11 2010-12
David Nicholas Wong RO 9 Rep 1, 4, 9 2015-03 Present
June Wai Man Wong 黃慧敏 RO 1, 4, 9 Rep 1, 4, 5, 9 2004-03 2011-09
Lily Lillian Wong 黃麗麗 RO 1, 4, 5, 9 2003-10 2004-05
Alex Krystal Yao 姚文詠 RO 4 Rep 1, 4, 5, 9 2003-08 2008-05
Vernon Ka Leung Yu RO 4, 9 Rep 1, 4, 5, 9 2005-01 2011-04
Zheng Zeng 曾錚 RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9 2013-07 2022-12
Lily Zheng 鄭莉莉 RO 4, 9 Rep 1, 4, 9 2010-11 Present
Robert George Absey Rep 4 2006-09 2008-03
John William Akkerman Rep 4 2012-03 2012-03
Tawhid Ali Rep 4 2013-07 2019-02
Claudio Aspesi Rep 4 2010-06 2010-06
Elizabeth Bakarich Rep 4 2019-11 2019-11
David Barnard Rep 4 2010-05 2011-08
Matthew David Bass Rep 4 2011-02 2019-07
Aaron Michael Bates Rep 4 2024-04 2024-04
Stephen Michael Beinhacker Rep 4 2007-11 2008-08
Neil Alexander Stewart Beveridge Rep 1, 4 2009-08 2011-10
Lu Bian 邊璐 Rep 1, 4 2011-03 2011-10
Erin Marie Bigley Rep 4 2021-11 2021-11
Janet Mallison Brashear Rep 4 2010-06 2010-06
Christopher John Bricker Rep 4 2018-04 2019-02
Adam Jon Brooks Rep 1 2014-05 2014-05
Adrian Peter Rudwick Brown Rep 4 2010-12 2010-12
Brian Thomas Brugman Rep 4 2020-09 2020-09
Mark Robert Buckley Rep 1, 4 2008-04 2014-10
John Patrick Burke Rep 4 2010-11 2011-05
Sheng Cai 蔡盛 Rep 1, 4, 5 2018-10 2025-03
Luis Francisco Camacho Riera Rep 4 2009-11 2009-11
Monika Bozena Carlson Rep 1, 4 2016-11 2018-05
Joseph Gregory Carson Rep 4 2014-09 2015-09
Frank Vincent Caruso Rep 1, 4 2016-04 2021-06
Debasish Chakrabarti Rep 4 2023-03 2023-09
Anthony Cho Kit Chan 陳祖傑 Rep 4, 6, 9 Pre-2003 2018-04
Benjamin Chung Fai Chan 陳頌暉 Rep 1, 4, 5, 6, 9 Pre-2003 2006-12
Chi Lap Chan 陳志立 Rep 1, 4 2009-06 2010-12
Sandy Sze Wan Chan 陳詩蘊 Rep 4, 6, 9 Pre-2003 2005-09
Hsing-Yu Chen Rep 1, 4, 9 2019-12 2025-06
Shan Chen 陳珊 Rep 1, 4 2006-10 2008-04
Wei Yi Chen 陳葳頤 Rep 4, 9 2012-10 2020-12
Xi (SFC:BFZ506) Chen 陳襲 Rep 1, 4 2020-05 2022-03
Yi Chen 陳儀 Rep 4, 5 2019-07 2023-05
Youwei Chen 陈有为 Rep 1, 2, 4, 5 2025-09 Present
Hua Cheng 程華 Rep 1, 4 2011-07 Present
Pui Kan Cheng 鄭培瑾 Rep 1, 2 2008-09 2013-09
Carrie Kai Li Cheung 張佳俐 Rep 1, 4 2006-01 2008-10
Kiara Kim Szu Shyan Chia Rep 4 2010-08 2011-10
Andrew Yee Choon Chin Rep 4 2005-01 2005-01
Sze Miu Chiu 招詩苗 Rep 1, 4 2008-09 2011-09
Cheuk Lai Choi Rep 4 2024-12 2024-12
Wai Choi 蔡慧 Rep 4 2009-04 2012-02
Winnie Wing Yin Choi 蔡穎妍 Rep 4 2009-09 2009-09
Hiu Ching Chow 周曉晴 Rep 9 2019-10 2021-09
Stephen Benny Ting Fai Chow 周珽輝 Rep 1, 2, 4, 5, 9 2008-05 2009-08
Yan Yee Jenny Chow 鄒欣儀 Rep 1, 4 2024-10 Present
Daisy Sze Kie Chung 鍾詩琪 Rep 1, 4, 6, 9 Pre-2003 Present
Ka Po Chung 鍾家寶 Rep 1, 4 2010-10 2011-10
Sin Wai Chung 鍾蒨蔚 Rep 1, 4 2016-12 2019-03
Ying Pan Chung Rep 1, 2 2022-04 2026-04
Oswald Conan Clint Rep 4 2010-06 2011-01
Robert William Cook Rep 4 2011-04 2011-04
Geoffrey Neal Cornell Rep 4 2025-06 2025-06
Mark Henry Cox 郭馬克 Rep 1, 4 2010-08 2011-10
Brahm Stuart Cramer Rep 4 2010-01 2011-08
James Duncan Laing Crawford Rep 4 2010-05 2011-04
Henry S D'Auria Rep 4 2008-11 2015-06
Showing 1–100 of 398

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