David Nicholas Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Nicholas Wong, a licensed Responsible Officer with CE reference AFF074. Currently licensed at 1 firm(s): AllianceBernstein Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 9 — Asset management | 2017-12-15 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-05 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-05 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2015-03-05 | 2017-12-15 |
| Janchor Partners Limited | Rep | Type 9 — Asset management | 2012-12-28 | 2014-12-31 |