Matthew Wai Shun Lee
李維信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Wai Shun Lee (李維信), a licensed former licensee with CE reference ACC119. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Koi Investment Partners International Limited |
RO | Type 9 — Asset management | 2013-11-06 | 2014-08-31 |
| Koi Investment Partners International Limited |
Rep | Type 9 — Asset management | 2012-04-23 | 2013-11-06 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-14 | 2011-02-24 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-01-14 | 2011-02-24 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-05-18 | 2010-11-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-05-18 | 2010-11-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-05-18 | 2011-02-24 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-19 | 2010-05-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-05-19 | 2010-05-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-05-05 | 2010-05-18 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 — Asset management | 2007-10-09 | 2008-04-24 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 — Asset management | 2007-08-20 | 2008-04-24 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-08-20 | 2007-10-09 |
| RCM Asia Pacific Limited | Rep | Type 5 — Advising on futures contracts | 2007-02-07 | 2007-07-17 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2007-07-17 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 5 — Advising on futures contracts | 2006-03-13 | 2007-04-12 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2006-03-13 | 2007-07-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | 2003-08-05 | 2005-11-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2003-08-05 | 2005-11-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2003-08-05 | 2005-11-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 9 — Asset management | 2003-08-05 | 2005-11-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-05 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-05 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-08 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-05 |