Allianz Global Investors Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allianz Global Investors Hong Kong Limited, a Hong Kong-based licensed corporation with CE reference AAF936. Current licensed staff on file: 0 (total recorded over time: 142).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2015-05-31 |
| Type 4 — Advising on securities | present | 2015-05-31 |
| Type 5 — Advising on futures contracts | present | 2007-06-28 |
| Type 6 — Advising on corporate finance | present | 2005-01-31 |
| Type 9 — Asset management | present | 2015-05-31 |
Licensed staff (all-time) (142)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| James Edmund Campion | RO 1, 4, 9 | 2007-03 | 2007-08 |
| Raymond Chi Keung Chan 陳致強 | RO 1, 4, 5, 9 Rep 1 | Pre-2003 | 2015-05 |
| Andrew Douglas Eu 余義焜 | RO 1, 4, 5, 9 | 2006-11 | 2015-05 |
| Siu Wing Hui 許小榮 | RO 1, 4 Rep 1, 4, 9 | 2010-12 | 2015-04 |
| Bruce Yaw Huat Kho | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2008-10 |
| Frank Achim Klausfelder | RO 1, 4, 9 Rep 1, 4, 9 | 2009-04 | 2013-08 |
| Mark Konyn | RO 1, 4, 6, 9 Rep 1 | Pre-2003 | 2008-03 |
| Hon Kit Lee 李漢傑 | RO 1, 4, 9 Rep 1, 4 | 2003-06 | 2007-12 |
| Lewis Kai Pong Leung 梁啟邦 | RO 1, 4, 9 Rep 1, 4, 9 | 2007-12 | 2012-03 |
| Pui Leung Lo 羅霈良 | RO 4, 5, 6, 9 Rep 4, 9 | Pre-2003 | 2005-12 |
| Desmond Ka Yiu Ng 吳家耀 | RO 1, 4 Rep 1, 4 | 2014-10 | 2015-05 |
| Chi Ho (SFC:AEB972) Tse 謝志豪 | RO 1, 4, 9 Rep 1, 4, 9 | 2008-03 | 2011-04 |
| Yuen Yung Wan 溫婉容 | RO 1, 4 Rep 1, 4 | 2003-05 | 2009-01 |
| Nigel Stuart Winchester | RO 5, 9 Rep 4, 5, 6, 9 | Pre-2003 | 2010-02 |
| Tze Ling Yu 余子玲 | RO 1, 4 Rep 1, 4 | 2011-06 | 2015-05 |
| Su Yeon An 安粹妍 | Rep 4, 9 | 2008-06 | 2010-02 |
| Miranda Yuen Ting Au 區婉婷 | Rep 1, 9 | 2006-08 | 2010-02 |
| Kenly Mathew Axline | Rep 1 | 2014-01 | 2014-02 |
| Xuming Bao 鮑旭鳴 | Rep 9 | 2006-10 | 2007-05 |
| Cathleen Karen Chan 陳嘉綸 | Rep 1, 4 | 2007-11 | 2010-02 |
| Cheong Kin Chan 陳昌健 | Rep 1 | 2012-05 | 2015-05 |
| Chui Shan Chan 陳翠珊 | Rep 4, 9 | 2007-09 | 2010-02 |
| Chun Man (SFC:AGJ907) Chan 陳俊文 | Rep 1 | 2009-08 | 2010-05 |
| Chung Sze Chan 陳頌斯 | Rep 1 | 2007-04 | 2009-08 |
| Debby Wan Ying Chan 陳韻盈 | Rep 4, 9 | 2004-02 | 2007-08 |
| Derek Kai-Lek Chan 陳紀律 | Rep 4, 9 | 2004-08 | 2010-02 |
| Elsie Oi Sze Chan 陳愛詩 | Rep 4 | 2003-11 | 2004-11 |
| Kwan Ho Chan 陳鈞浩 | Rep 1, 4 | 2007-10 | 2011-04 |
| Margo Cheuk Luen Chan 陳卓聯 | Rep 1, 9 | 2005-02 | 2008-09 |
| Ronald Yin Kei Chan 陳彥麒 | Rep 4, 6, 9 | Pre-2003 | 2010-02 |
| Wai Yee Chan 陳慧儀 | Rep 1, 4 | 2006-10 | 2010-02 |
| Hsi-An Chen 陳璽安 | Rep 4, 9 | 2004-09 | 2006-06 |
| Kuang Yu Chen 陳冠宇 | Rep 1, 9 | 2006-09 | 2010-02 |
| Shirley Sai Wai Chong 鍾世蕙 | Rep 1, 4 | 2008-08 | 2015-05 |
| Yi-Ling Chou 周一玲 | Rep 1 | 2009-12 | 2013-08 |
| Betty Chung | Rep 4, 6, 9 | Pre-2003 | 2003-06 |
| Christina Sau Ha Chung 鍾秀霞 | Rep 4, 6, 9 | Pre-2003 | 2010-02 |
| Constance Yik Ting Chung 鍾易庭 | Rep 1 | 2005-04 | 2006-08 |
| Mein Sze Chwei 徐敏思 | Rep 4, 9 | 2008-01 | 2010-02 |
| Siu Ying Fan 樊少英 | Rep 4, 6, 9 | Pre-2003 | 2004-04 |
| Jason Yik Kuen Fong 方奕權 | Rep 1 | 2011-02 | 2013-06 |
| Douglas Gorman Forsyth | Rep 1 | 2013-01 | 2015-01 |
| Paul Chi Wah Fu 符致華 | Rep 1, 4 | 2011-07 | 2015-05 |
| Angela On Kei Fung 馮安琪 | Rep 4, 6, 9 | Pre-2003 | 2007-08 |
| Gracia Yan Chi Fung 馮恩賜 | Rep 1, 9 | 2006-09 | 2007-07 |
| Angeline Kwang Yi Goh | Rep 1, 4 | 2011-01 | 2011-05 |
| Lindsey Diane Grubbs | Rep 1, 4 | 2008-08 | 2010-02 |
| Zhiling He 何志凌 | Rep 1 | 2013-12 | 2015-05 |
| Hoi Wah Ho 何凱華 | Rep 1 | 2012-05 | 2015-05 |
| Kelly Ngar Ying Ho 何雅盈 | Rep 1 | 2012-07 | 2015-05 |
| Robert Klaus Hofmann | Rep 1 | 2013-09 | 2013-10 |
| Wing Chi Hung 孔詠枝 | Rep 4 | 2004-09 | 2007-09 |
| Vivian Wing Ting Kam 甘詠婷 | Rep 1, 4 | 2005-06 | 2012-04 |
| Karima Khan 簡家寶 | Rep 4, 6, 9 | Pre-2003 | 2003-05 |
| Chi Hyun Kim | Rep 4 | 2003-05 | 2003-10 |
| Sang Won Kim 金相沅 | Rep 5, 9 | 2007-05 | 2010-02 |
| Wai Ling Ko 高韋玲 | Rep 1 | 2005-11 | 2007-06 |
| Alice Ah See Kwok 郭雅思 | Rep 1 | 2011-07 | 2012-04 |
| Suet Heung Kwok 郭雪香 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Dennis Yiu Cheung Lai 黎耀章 | Rep 4, 9 | 2003-06 | 2010-02 |
| Helen Yee Kwan Lam 林綺君 | Rep 4, 5, 6, 9 | Pre-2003 | 2010-02 |
| Yik Fun Lam 林憶芬 | Rep 4, 6, 9 | Pre-2003 | 2003-08 |
| Chi Yan Lau 劉智仁 | Rep 1 | 2011-03 | 2015-05 |
| Dennis Chun Fai Lau 劉振輝 | Rep 1, 4 | 2003-11 | 2007-01 |
| Ming Chung Lau 劉明聰 | Rep 1, 4 | 2003-11 | 2004-08 |
| Alison Chui Yin Law 羅翠妍 | Rep 4, 9 | 2004-10 | 2008-09 |
| Siu Cheung Law 羅肇翔 | Rep 4, 9 | 2005-01 | 2010-02 |
| Chi Wai Lee 李志偉 | Rep 4, 5, 6, 9 | Pre-2003 | 2010-02 |
| Fanny Yuk Lai Lee 李玉麗 | Rep 1 | 2006-09 | 2011-05 |
| Louisa Wai Han Lee 李慧嫻 | Rep 4, 9 | 2005-09 | 2010-02 |
| Matthew Wai Shun Lee 李維信 | Rep 5, 9 | 2006-03 | 2007-07 |
| Sai Yin Lee 李世賢 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-07 |
| Chi Chung (SFC:AAW117) Leung 梁子忠 | Rep 4, 6, 9 | Pre-2003 | 2003-06 |
| Luen Cheong Leung 梁聯昌 | Rep 4, 6, 9 | Pre-2003 | 2003-11 |
| Pui Man (SFC:AMC685) Leung 梁佩雯 | Rep 4 | 2007-10 | 2008-04 |
| Tak Hong Leung 梁德康 | Rep 4, 6, 9 | Pre-2003 | 2006-03 |
| Angel Li 李安琪 | Rep 1, 4 | 2010-09 | 2012-02 |
| Charles Sai Yiu Li 李世耀 | Rep 1, 4 | 2006-07 | 2009-08 |
| Marie Nicolette Hui Neo Lim 林惠娘 | Rep 1, 9 | 2006-09 | 2009-08 |
| Tzong-Shyan Lin 林宗賢 | Rep 4, 9 | 2006-10 | 2008-03 |
| Fang-Ying Liu 劉方穎 | Rep 1, 4 | 2010-11 | 2011-05 |
| Zhigang Liu 劉志剛 | Rep 4, 5, 9 | 2004-10 | 2010-02 |
| Ka Kin Lo 盧家健 | Rep 1, 4 | 2007-03 | 2013-03 |
| Tiam Yong Loh | Rep 1, 9 | 2006-09 | 2006-10 |
| Kin Keung Lum 林健強 | Rep 4, 6, 9 | Pre-2003 | 2006-07 |
| So Fan Lum 林素芬 | Rep 1, 4 | 2014-08 | 2015-05 |
| Charles Kwai Chuen Ma 馬桂銓 | Rep 1, 4 | 2011-07 | 2015-05 |
| Mei Suen Ma 馬鎂渲 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-02 |
| Maurice Kai Ming Mak 麥楷明 | Rep 1 | 2010-10 | 2010-11 |
| Wan Ngok Man 文蘊蕚 | Rep 1, 4 | 2004-03 | 2005-05 |
| John Courtney Mc Craw | Rep 1 | 2014-01 | 2014-02 |
| Marcus Alexander Morris-Eyton | Rep 1 | 2015-03 | 2015-03 |
| Andrew James Neville | Rep 1 | 2014-01 | 2014-02 |
| Ching Han Ng 伍靜嫺 | Rep 1 | 2007-12 | 2008-03 |
| Jenny Ka Wai Ng 吳嘉惠 | Rep 1, 9 | 2005-10 | 2009-10 |
| Yiu Ho Ng 吳耀豪 | Rep 1 | 2007-03 | 2007-04 |
| David J. Oberto | Rep 1 | 2014-07 | 2014-07 |
| Steven Wei Jeang Ong 王偉獎 | Rep 1, 9 | 2006-09 | 2007-05 |
| Yuming Pan 潘宇明 | Rep 9 | 2007-02 | 2010-02 |
| Yan Ni Pang 彭欣妮 | Rep 1, 4 | 2007-10 | 2010-09 |
Showing 1–100 of 142