Dennis Yiu Cheung Lai
黎耀章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Yiu Cheung Lai (黎耀章), a licensed former licensee with CE reference ACS167. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2019-12-06 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2019-12-06 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2010-09-15 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2003-06-09 | 2006-07-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2003-06-09 | 2010-02-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-17 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-17 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-17 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-17 |