RCM Asia Pacific Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RCM Asia Pacific Limited, a Hong Kong-based licensed corporation with CE reference AOA171. Current licensed staff on file: 0 (total recorded over time: 120). Earliest licence on file: 2007-01-12.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-01-12 | 2015-05-31 |
| Type 2 — Dealing in futures contracts | 2007-01-12 | 2015-05-31 |
| Type 4 — Advising on securities | 2007-01-12 | 2015-05-31 |
| Type 5 — Advising on futures contracts | 2007-01-12 | 2015-05-31 |
| Type 9 — Asset management | 2007-01-12 | 2015-05-31 |
Licensed staff (all-time) (120)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Steve Roger Bryant | RO 1, 4 Rep 1, 4 | 2009-03 | 2012-08 |
| Raymond Chi Keung Chan 陳致強 | RO 1, 2, 4, 5, 9 | 2007-01 | 2015-05 |
| Andrew Douglas Eu 余義焜 | RO 1, 4, 9 | 2011-12 | 2015-05 |
| Mark Konyn | RO 1, 4, 9 | 2007-01 | 2012-01 |
| Marie Nicolette Hui Neo Lim 林惠娘 | RO 1, 2, 4, 5, 9 Rep 1, 2, 9 | 2007-02 | 2009-08 |
| Desmond Ka Yiu Ng 吳家耀 | RO 1, 4 Rep 1, 4 | 2014-10 | 2015-05 |
| William Kent Rossiter II | RO 1, 2, 4, 5, 9 | 2007-01 | 2015-05 |
| Nigel Stuart Winchester | RO 4, 5, 9 Rep 5, 9 | 2007-02 | 2015-05 |
| Elvin Tin Yau Yu 余天佑 | RO 1, 4 Rep 1, 4, 9 | 2009-08 | 2015-05 |
| Prasoon Agrawal | Rep 4, 9 | 2011-10 | 2015-04 |
| Su Yeon An 安粹妍 | Rep 4, 9 | 2008-06 | 2015-05 |
| Miranda Yuen Ting Au 區婉婷 | Rep 1, 2, 9 | 2007-02 | 2015-05 |
| Xuming Bao 鮑旭鳴 | Rep 9 | 2007-02 | 2007-05 |
| Agnes Marthe Bourgeois | Rep 1, 4, 9 | 2015-03 | 2015-04 |
| Cathleen Karen Chan 陳嘉綸 | Rep 1, 4, 9 | 2007-11 | 2015-05 |
| Chui Shan Chan 陳翠珊 | Rep 4, 9 | 2007-09 | 2015-05 |
| Debby Wan Ying Chan 陳韻盈 | Rep 4, 9 | 2007-02 | 2007-08 |
| Derek Kai-Lek Chan 陳紀律 | Rep 4, 5, 9 | 2007-02 | 2010-07 |
| Dorothy Yat Yee Chan 陳溢怡 | Rep 1, 4, 9 | 2012-04 | 2015-05 |
| Emily Mei-Yee Chan 陳美儀 | Rep 1, 4, 9 | 2010-07 | 2015-05 |
| Ka Mei Chan 陳家美 | Rep 1, 4, 9 | 2010-08 | 2015-05 |
| Margo Cheuk Luen Chan 陳卓聯 | Rep 1, 9 | 2007-02 | 2008-09 |
| Ronald Yin Kei Chan 陳彥麒 | Rep 4, 9 | 2007-02 | 2013-06 |
| Wai Yee Chan 陳慧儀 | Rep 1, 4 | 2007-02 | 2013-08 |
| Christopher Tu Hsin Chen 陳篤信 | Rep 4, 9 | 2012-02 | 2014-11 |
| Kathy Pei-Hui Chen 陳姵惠 | Rep 4, 9 | 2010-08 | 2015-05 |
| Kuang Yu Chen 陳冠宇 | Rep 1, 2, 9 | 2007-02 | 2014-10 |
| Joe Kwong Cho Cheung 張光祖 | Rep 1, 2, 9 | 2014-04 | 2015-05 |
| Tsz Ling (SFC:AZI643) Cheung 張子陵 | Rep 4, 9 | 2012-04 | 2014-12 |
| Hong Chun Choi 蔡康進 | Rep 1, 4 | 2013-11 | 2015-05 |
| Kelvin Ho Kin Chow 周浩乾 | Rep 4, 9 | 2010-08 | 2015-05 |
| Wei Wei Chua 蔡偉煒 | Rep 4, 9 | 2010-08 | 2011-05 |
| Chao-Yang Chung 鍾兆陽 | Rep 1, 4, 9 | 2014-05 | 2015-05 |
| Christina Sau Ha Chung 鍾秀霞 | Rep 4, 9 | 2007-02 | 2015-05 |
| Eva Ting Yan Chung 鍾婷欣 | Rep 1, 4 | 2010-06 | 2010-12 |
| Mein Sze Chwei 徐敏思 | Rep 4, 9 | 2008-01 | 2010-03 |
| Ana Wai Man Fan 樊惠文 | Rep 1, 4, 9 | 2010-06 | 2011-07 |
| Gracia Yan Chi Fung 馮恩賜 | Rep 1, 2, 9 | 2007-02 | 2007-07 |
| Lindsey Diane Grubbs | Rep 1, 4 | 2008-02 | 2010-03 |
| Xiao (SFC:AXC316) Guo 郭曉 | Rep 4, 9 | 2011-03 | 2015-05 |
| Tsz Kin Ha 夏子健 | Rep 4, 5, 9 | 2014-04 | 2015-05 |
| Josephine Szu-Hsien Ho 何思嫻 | Rep 4, 9 | 2011-10 | 2015-05 |
| Robert Klaus Hofmann | Rep 1 | 2013-09 | 2013-10 |
| Lam Hui 許琳 | Rep 1, 4, 9 | 2013-08 | 2015-05 |
| Lee Hung 洪莉 | Rep 1, 4 | 2011-05 | 2015-05 |
| Wing Chi Hung 孔詠枝 | Rep 4 | 2009-04 | 2010-02 |
| Matthew Ka Leong Iong 容嘉亮 | Rep 4, 9 | 2011-10 | 2015-04 |
| Sang Won Kim 金相沅 | Rep 4, 5, 9 | 2007-05 | 2014-03 |
| Frank Achim Klausfelder | Rep 1, 4, 9 | 2012-01 | 2013-08 |
| Henrike Kulmann | Rep 4, 9 | 2011-09 | 2014-10 |
| Dennis Yiu Cheung Lai 黎耀章 | Rep 4, 9 | 2007-02 | 2015-05 |
| Helen Yee Kwan Lam 林綺君 | Rep 4, 5, 9 | 2007-02 | 2015-05 |
| Yi Yan Lam 林怡恩 | Rep 4, 9 | 2012-03 | 2015-05 |
| Vera Ka Yi Lau 劉嘉怡 | Rep 1, 4 | 2011-07 | 2013-05 |
| Alison Chui Yin Law 羅翠妍 | Rep 4, 9 | 2007-02 | 2008-09 |
| Siu Cheung Law 羅肇翔 | Rep 4, 9 | 2007-02 | 2015-05 |
| Chi Wai Lee 李志偉 | Rep 4, 5, 9 | 2007-02 | 2015-05 |
| Louisa Wai Han Lee 李慧嫻 | Rep 4, 9 | 2007-02 | 2010-07 |
| Matthew Wai Shun Lee 李維信 | Rep 5, 9 | 2007-02 | 2007-07 |
| Peggy Pui Ki Lee 李珮琪 | Rep 1 | 2014-01 | 2015-05 |
| Wendy Wan Wah Lee 李允華 | Rep 4, 9 | 2015-03 | 2015-05 |
| Albert Tak Chuen Leung 梁德銓 | Rep 1, 4, 9 | 2011-11 | 2015-05 |
| Kam Yuk Leung 梁金玉 | Rep 1, 2, 9 | 2014-05 | 2015-03 |
| Pui Man (SFC:AMC685) Leung 梁佩雯 | Rep 4 | 2007-10 | 2008-04 |
| Tak Hong Leung 梁德康 | Rep 4, 9 | 2014-03 | 2015-05 |
| Angel Li 李安琪 | Rep 1, 4 | 2012-01 | 2015-05 |
| Wenlin Li 李文琳 | Rep 4, 9 | 2010-10 | 2011-11 |
| Xuan (SFC:ARA094) Li | Rep 1, 4 | 2008-05 | 2009-10 |
| Tzong-Shyan Lin 林宗賢 | Rep 4, 9 | 2007-02 | 2008-03 |
| Zhigang Liu 劉志剛 | Rep 4, 5, 9 | 2007-02 | 2015-05 |
| Mei Suen Ma 馬鎂渲 | Rep 1, 4 | 2007-05 | 2015-05 |
| Gerrit Mader | Rep 4 | 2010-06 | 2010-09 |
| Michael John Negline | Rep 1, 4, 9 | 2012-02 | 2015-05 |
| Jenny Ka Wai Ng 吳嘉惠 | Rep 1, 9 | 2007-02 | 2009-10 |
| Steven Wei Jeang Ong 王偉獎 | Rep 1, 2, 9 | 2007-02 | 2007-05 |
| Yogesh Padmanabhan | Rep 4, 9 | 2011-08 | 2014-06 |
| Yuming Pan 潘宇明 | Rep 4, 9 | 2007-02 | 2015-05 |
| Mark Phanitsiri | Rep 4, 9 | 2011-09 | 2011-10 |
| Joo Han Adam Phua 潘裕翰 | Rep 1, 4, 9 | 2007-02 | 2015-05 |
| Ho Yin Pong 龐浩賢 | Rep 4, 9 | 2007-02 | 2015-05 |
| Ka Yee Joanna Poon 潘嘉怡 | Rep 1, 4, 9 | 2011-06 | 2013-04 |
| David Kwong Yan Pow 鮑廣恩 | Rep 4, 9 | 2011-06 | 2015-05 |
| Alan Jack Newman Richardson | Rep 9 | 2007-02 | 2008-10 |
| William Jonathan Russell | Rep 1, 4, 9 | 2014-01 | 2015-05 |
| Paul Andrew Schofield | Rep 4 | 2007-10 | 2008-03 |
| Neil Peter Sedgwick-Dwane | Rep 4 | 2013-06 | 2013-07 |
| Joshua Hayden Smith | Rep 4, 9 | 2008-11 | 2013-07 |
| Tik Hong So 蘇迪航 | Rep 4, 9 | 2010-09 | 2013-09 |
| Su-Hsuan Su 蘇素萱 | Rep 4, 9 | 2011-07 | 2014-06 |
| Victoria Tam | Rep 1, 2, 9 | 2007-07 | 2015-05 |
| Isabella Ai Ling Tan | Rep 1, 2, 9 | 2007-02 | 2015-05 |
| Keng Beng Tan 陳競明 | Rep 1, 2, 9 | 2007-07 | 2009-07 |
| Di Tian 田笛 | Rep 4, 9 | 2011-10 | 2015-03 |
| Ka Man Tsang 曾嘉敏 | Rep 4 | 2007-12 | 2010-02 |
| Colin Koon Nang Tse 謝貫能 | Rep 1, 9 | 2009-09 | 2010-12 |
| Shinya Tsujimoto | Rep 4, 9 | 2007-09 | 2011-08 |
| Michael Verhofen | Rep 4 | 2012-03 | 2012-04 |
| Aakanksha Vijaywargiya | Rep 4, 9 | 2013-11 | 2015-05 |
| Ada Man Shan Wai 衞敏珊 | Rep 1, 4 | 2007-02 | 2010-05 |
| Anthony Sui Ki Wong 黃瑞麒 | Rep 4, 9 | 2012-07 | 2015-05 |
Showing 1–100 of 120