Dorothy Yat Yee Chan
陳溢怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Yat Yee Chan (陳溢怡), a licensed former licensee with CE reference AQN587. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | 2017-09-06 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2017-09-06 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2017-09-06 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2012-04-03 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2012-04-03 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2012-04-03 | 2015-05-31 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-21 | 2011-02-22 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-21 | 2011-02-22 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-04-21 | 2011-02-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-21 | 2010-02-05 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-21 | 2010-02-05 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-02-21 | 2010-02-05 |