Investec Asset Management Asia Limited
天達資產管理亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Investec Asset Management Asia Limited (天達資產管理亞洲有限公司), a Hong Kong-based licensed corporation with CE reference ACB160. Current licensed staff on file: 0 (total recorded over time: 38). Earliest licence on file: 2004-08-30.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2014-10-13 |
| Type 4 — Advising on securities | present | 2014-10-13 |
| Type 6 — Advising on corporate finance | present | 2003-11-19 |
| Type 9 — Asset management | 2004-08-30 | 2014-10-13 |
| Type 9 — Asset management | present | 2003-11-19 |
Licensed staff (all-time) (38)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stewart Robert Kenneth Aldcroft 何國富 | RO 4, 9 | Pre-2003 | 2004-01 |
| Ping Chan 陳萍 | RO 1, 4, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2008-10 |
| Reno Yung Kei Cheung 張勇奇 | RO 1, 4, 9 | Pre-2003 | 2013-11 |
| Helen (SFC:AOP097) Leung 梁浩雯 | RO 1, 4, 9 Rep 1, 4, 9 | 2010-09 | 2014-06 |
| Kwok Shing Tai 戴國盛 | RO 1, 4, 9 Rep 1, 4, 9 | 2008-09 | 2014-10 |
| Kwok Kwong Yeung 楊國光 | RO 1, 4, 6, 9 | Pre-2003 | 2014-04 |
| Siu Kee Yip 葉小琪 | RO 1, 4 Rep 1, 4 | 2013-10 | 2014-06 |
| Mark Herbert Breedon | Rep 4 | 2005-01 | 2014-05 |
| Dorothy Yat Yee Chan 陳溢怡 | Rep 1, 4, 9 | 2010-04 | 2011-02 |
| Yuen Ki Chan 陳婉琪 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-01 |
| Sheung Cheung Cheung 張常祥 | Rep 1, 4 | 2012-10 | 2014-06 |
| Richard George Castelfranc Cheveley | Rep 4 | 2008-01 | 2008-01 |
| Yin Kwan Chow 周妍君 | Rep 4, 6, 9 | Pre-2003 | 2003-04 |
| James Anthony Dore | Rep 1 | 2005-09 | 2006-04 |
| Bradley John George | Rep 4 | 2008-09 | 2014-05 |
| Timothy Whitmore Newton Guinness | Rep 4 | 2006-03 | 2006-03 |
| Victoria Louise Harling | Rep 4 | 2012-09 | 2012-09 |
| Pearl Hric 劉蓓兒 | Rep 1, 4 | 2014-04 | 2014-06 |
| Adrian Charles Jackson | Rep 4 | 2005-07 | 2005-08 |
| Malcolm Robert King | Rep 4 | 2007-09 | 2008-04 |
| Gregory John Kuhnert | Rep 4 | 2009-04 | 2009-04 |
| Mark Anthony Lacey | Rep 4 | 2008-09 | 2010-03 |
| Sau Wai Lau 劉秀慧 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-09 |
| Wing Chung (SFC:ANG393) Lau 劉穎聰 | Rep 1, 4, 9 | 2011-05 | 2014-06 |
| Kit Ying Lee 李潔瑩 | Rep 1, 4 | 2008-01 | 2009-12 |
| Hoi See Mak 麥凱詩 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Garreth John Montano | Rep 1 | 2004-05 | 2005-07 |
| Ming Chu Poon 潘明珠 | Rep 1, 4 | 2008-03 | 2008-07 |
| Wai Man Poon 潘惠雯 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Michael David Power | Rep 4 | 2009-08 | 2010-09 |
| Gabriel Johannes Pretorius | Rep 4 | 2014-02 | 2014-02 |
| Daniel Levi Sacks | Rep 4 | 2008-04 | 2008-04 |
| Philip Gordon Strode Saunders | Rep 4 | 2005-11 | 2014-03 |
| Jacqueline Wing Yee Shum 沈詠怡 | Rep 1, 4, 9 | 2011-08 | 2014-06 |
| Patrick John Richard Stopford | Rep 4 | 2008-01 | 2009-11 |
| Mei Lin Tan 陳美琳 | Rep 1, 4 | 2014-04 | 2014-06 |
| Jonathan Charles Waghorn | Rep 4 | 2010-11 | 2011-09 |
| Charles Darant Whall | Rep 4 | 2013-04 | 2013-04 |
Showing 1–38 of 38