Kwok Shing Tai
戴國盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Shing Tai (戴國盛), a licensed former licensee with CE reference ARN108. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-09 | 2019-08-30 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2014-04-09 | 2019-08-30 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 9 — Asset management | 2014-04-09 | 2019-08-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2011-10-26 | 2014-10-13 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-06-18 | 2011-10-26 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-18 | 2014-10-13 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-06-18 | 2014-10-13 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-17 | 2010-06-18 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-17 | 2010-06-18 |