Helen (SFC:AOP097) Leung
梁浩雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helen (SFC:AOP097) Leung (梁浩雯), a licensed former licensee with CE reference AOP097. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-09 | 2021-05-28 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2014-04-09 | 2021-05-28 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 9 — Asset management | 2014-04-09 | 2021-05-28 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-10-15 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-10-15 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2010-10-15 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-13 | 2010-10-15 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-13 | 2010-10-15 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-09-13 | 2010-10-15 |
| Neuberger Berman Asia Limited | RO | Type 1 — Dealing in securities | 2009-03-31 | 2010-05-31 |
| Neuberger Berman Asia Limited | RO | Type 4 — Advising on securities | 2009-03-31 | 2010-05-31 |
| Neuberger Berman Asia Limited | RO | Type 9 — Asset management | 2009-03-31 | 2010-05-31 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2008-04-23 | 2009-03-31 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2008-04-23 | 2009-03-31 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2008-04-23 | 2009-03-31 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-22 | 2008-03-20 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-22 | 2008-03-20 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-22 | 2008-03-20 |