Kwok Kwong Yeung
楊國光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kwong Yeung (楊國光), a licensed former licensee with CE reference ACO165. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2014-04-09 | 2014-04-30 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2014-04-09 | 2014-04-30 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 9 — Asset management | 2014-04-09 | 2014-04-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 9 — Asset management | 2004-08-30 | 2014-04-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2014-04-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2014-04-30 |
| Investec Asia Limited |
RO | Type 4 — Advising on securities | present | 2005-07-01 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-31 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
RO | Type 9 — Asset management | present | 2003-07-31 |
| Investec Asia Limited |
RO | Type 9 — Asset management | present | 2003-07-31 |