Investec Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Investec Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference AAH376. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2005-11-30.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-11-30 | 2006-11-30 |
| Type 1 — Dealing in securities | present | 2003-07-31 |
| Type 4 — Advising on securities | present | 2005-11-30 |
| Type 6 — Advising on corporate finance | present | 2003-07-31 |
| Type 9 — Asset management | present | 2003-07-31 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stewart Robert Kenneth Aldcroft 何國富 | RO 4, 9 | Pre-2003 | 2004-01 |
| Ping Chan 陳萍 | RO 4 | 2004-03 | 2005-07 |
| Reno Yung Kei Cheung 張勇奇 | RO 4, 9 | Pre-2003 | 2005-07 |
| Gary Arthur Dent | RO 1 | 2005-11 | 2006-11 |
| James Anthony Dore | RO 1 Rep 1 | 2006-04 | 2006-09 |
| Richard Paul Mark Aidan Forlee | RO 1 | 2005-11 | 2006-11 |
| Kwok Kwong Yeung 楊國光 | RO 4, 9 | Pre-2003 | 2005-07 |
| Yin Kwan Chow 周妍君 | Rep 4, 6, 9 | Pre-2003 | 2003-04 |
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