Yin Kwan Chow
周妍君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Kwan Chow (周妍君), a licensed former licensee with CE reference ACB033. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2006-01-18 | 2007-03-30 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | Rep | Type 5 — Advising on futures contracts | 2006-01-18 | 2007-03-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2006-01-18 | 2007-03-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-01-18 | 2007-03-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-01-18 | 2007-03-30 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 4 — Advising on securities | 2006-01-18 | 2007-03-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-01-18 | 2007-03-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2006-01-18 | 2007-03-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-01-18 | 2007-03-30 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 — Asset management | 2006-01-18 | 2007-03-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 — Asset management | 2006-01-18 | 2007-03-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-08-10 | 2006-01-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2003-04-28 | 2006-01-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2003-04-28 | 2006-01-18 |
| Investec Asia Limited |
Rep | Type 4 — Advising on securities | present | 2003-04-28 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-28 |
| Investec Asia Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-25 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-25 |
| Investec Asia Limited |
Rep | Type 9 — Asset management | present | 2003-04-28 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-28 |