Jacqueline Wing Yee Shum
沈詠怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacqueline Wing Yee Shum (沈詠怡), a licensed former licensee with CE reference AXT540. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-09 | 2015-03-06 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-09 | 2015-03-06 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2014-04-09 | 2015-03-06 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-09 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-09 | 2014-06-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-08-09 | 2014-06-30 |