Mark Herbert Breedon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Herbert Breedon ( ), a licensed former licensee with CE reference ALP835. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-12 | 2023-12-29 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2018-01-12 | 2023-12-29 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 9 — Asset management | 2018-01-12 | 2023-12-29 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-23 | 2018-01-12 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-23 | 2018-01-12 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2016-06-23 | 2018-01-12 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-02-15 | 2016-02-26 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-19 | 2015-10-27 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-03 | 2014-11-05 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-07 | 2014-05-08 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-06 | 2014-01-07 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-04 | 2007-06-05 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-27 | 2005-11-02 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-10 | 2005-01-17 |