Sau Wai Lau
劉秀慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Wai Lau (劉秀慧), a licensed former licensee with CE reference AIQ681. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-09-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2010-09-30 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-25 |
| Investec Asset Management Asia Limited 天達資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-25 |