Mein Sze Chwei
徐敏思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mein Sze Chwei (徐敏思), a licensed Responsible Officer with CE reference AJK607. Currently licensed at 1 firm(s): Vontobel (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-11-28 | present |
| Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-21 | 2025-11-28 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-17 | 2011-07-15 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2008-01-18 | 2010-03-19 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2008-01-18 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2008-01-18 | 2010-03-19 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2008-01-18 | 2010-02-08 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-18 | 2006-04-21 |