Credit Agricole Securities (Asia) Limited
東方匯理證券(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Credit Agricole Securities (Asia) Limited (東方匯理證券(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference AAB947. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 2 (total recorded over time: 400).
Registered address
30/F, Two Pacific Place, 88 Queensway, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2004-09-24 |
| Type 9 — Asset management | present | 2004-09-24 |
Licensed staff (all-time) (400)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Abhijit Raghuvir Attavar | RO 4 Rep 4 | 2006-10 | 2007-10 |
| Michael Peter Baptista | RO 4 | Pre-2003 | 2009-08 |
| Alastair Barclay Barr | RO 1 Rep 1 | 2003-05 | 2005-05 |
| Jason Paul Barrow | RO 1 | Pre-2003 | 2005-01 |
| Dominique Jean Rene Blanchard | RO 1, 4 | 2018-10 | Present |
| Graeme Wayne Booth | RO 1 Rep 1 | 2006-03 | 2009-06 |
| Cyril Cannamela | RO 1 Rep 1 | 2009-06 | 2012-11 |
| Kin Sang Cheung 張健生 | RO 1 Rep 1 | 2008-07 | 2013-09 |
| Alexander Ren Yee Chu 朱仁毅 | RO 1, 4 | 2012-06 | 2016-12 |
| Frederik Jean Lucien Coyault | RO 1, 4 | 2017-11 | 2021-04 |
| David Frederick Cross | RO 1, 4, 6, 9 | Pre-2003 | 2010-07 |
| Lilian Albert Raymond Darbon | RO 1, 4 Rep 1, 4 | 2018-05 | 2023-03 |
| Franck Jacques Pierre Dargent | RO 1, 4 | 2016-11 | 2017-11 |
| Hong Duan 段宏 | RO 1 | 2003-12 | 2008-05 |
| Ashley George Dyer | RO 1 Rep 1 | 2006-07 | 2012-06 |
| Andrew David Nuno D.S. Freyre-Sanders | RO 1 Rep 1 | 2008-10 | 2012-06 |
| Scott Caseley Gibson | RO 4 Rep 4, 6, 9 | Pre-2003 | 2007-04 |
| John Verden Godfray | RO 4 | Pre-2003 | 2005-12 |
| Abhinav Gorawara | RO 1 Rep 1 | 2011-07 | 2012-04 |
| Mark Joseph Hendel | RO 1 | Pre-2003 | 2006-07 |
| Peter Roland Hilton | RO 4 | 2008-10 | 2012-06 |
| Roland Hinterkoerner | RO 1, 4 | 2014-07 | 2015-10 |
| Simon Tak Leung Ho 何德亮 | RO 4 Rep 4 | 2004-06 | 2008-07 |
| Stephen Douglas Howard | RO 1 Rep 1 | 2004-10 | 2014-09 |
| Peter Stuart Irvine | RO 1 Rep 1 | 2009-05 | 2012-06 |
| Augusto Yuk Shun King 金毓珣 | RO 4 Rep 4 | 2012-05 | 2013-03 |
| Poh Soon (SFC:ARX026) Koh 許寶順 | RO 1 Rep 1 | 2008-11 | 2012-06 |
| Anup Thomas Kuruvilla | RO 1, 4 | 2013-08 | 2014-07 |
| Pierre Jean Philippe Noel Lafon | RO 1, 4 | 2016-11 | 2019-08 |
| Leon Yuen Kai Lam 林源佳 | RO 1, 4 | 2023-01 | Present |
| Benjamin Philippe Valery Lamberg | RO 1, 4 | 2018-05 | 2020-11 |
| Eddie Kwok Lap Lau 劉國立 | RO 4 Rep 4, 6, 9 | Pre-2003 | 2006-03 |
| Mingdi Liu 劉鳴鏑 | RO 4 Rep 4 | 2008-05 | 2012-04 |
| Carol Michele Kar Wai Mak 麥嘉慧 | RO 4 Rep 4, 6, 9 | Pre-2003 | 2005-02 |
| John Heriot McKinlay | RO 4 Rep 4 | 2004-06 | 2005-08 |
| David Northam Roberts | RO 1 Rep 1 | 2004-06 | 2008-11 |
| Rupertus Rothenhauser | RO 1 Rep 1 | 2005-06 | 2005-10 |
| Thomas Alexander Royds | RO 1, 4, 6, 9 | Pre-2003 | 2005-06 |
| David Sarkis | RO 1 Rep 1 | 2006-05 | 2008-12 |
| Steven James Seymour | RO 1 Rep 1 | 2009-05 | 2011-09 |
| Jeannette Ann Siok Hwee Sim 沈淑慧 | RO 4 Rep 4 | 2005-05 | 2012-06 |
| Young Suk Suh | RO 1 Rep 1 | 2010-03 | 2013-06 |
| Chan Kit Tong 唐振杰 | RO 1, 4 | 2013-08 | 2016-12 |
| Philip W Tulk | RO 4 Rep 4 | 2010-03 | 2012-04 |
| Olivier Jean Venencie | RO 1, 4 | 2021-08 | 2022-06 |
| Yew Chye Wan 范有財 | RO 1, 9 | Pre-2003 | 2006-09 |
| Chak Wai Wong 黃集蔚 | RO 1 Rep 1 | 2005-06 | 2010-11 |
| Eddie Yiu Wong 黃耀 | RO 4 Rep 4, 6, 9 | Pre-2003 | 2007-02 |
| Wai Ling Wong 王慧鈴 | RO 1 Rep 1 | 2010-10 | 2012-06 |
| Sau King David Yim 嚴守敬 | RO 1, 4 | 2014-07 | 2015-08 |
| Jerry Chan Yoon 尹燦 | RO 1 Rep 1 | 2010-12 | 2012-11 |
| Justin John Abbiss | Rep 1, 4, 6, 9 | Pre-2003 | 2006-01 |
| Mimiko Adachi 安達美味子 | Rep 1 | 2005-06 | 2008-06 |
| John Edward Cobcroft Agostini | Rep 1, 4, 6, 9 | Pre-2003 | 2007-03 |
| Vineet Agrawal | Rep 1 | 2011-10 | 2013-03 |
| Tae Jin An | Rep 1 | 2010-09 | 2013-06 |
| Gordon Alasdair Anderson | Rep 1 | 2005-05 | 2005-07 |
| Carl Matthew Androsiuk | Rep 1 | 2011-01 | 2012-10 |
| James Maxwell Archibald | Rep 1 | 2008-02 | 2010-04 |
| Miles Ashton | Rep 1 | 2006-08 | 2008-08 |
| Mohamed Atmani | Rep 1 | 2006-12 | 2007-06 |
| Tin Wai Au 區天偉 | Rep 1 | 2009-09 | 2012-06 |
| Christopher James Barraclough | Rep 1 | 2007-11 | 2008-07 |
| James Richard Barrett | Rep 4 | 2010-05 | 2012-06 |
| Joseph James Batchelor | Rep 1 | 2008-06 | 2011-04 |
| Arminder Singh Behl | Rep 1 | 2007-09 | 2008-06 |
| Subodh Bhandari | Rep 1, 4 | 2014-05 | 2015-07 |
| Jayakesh Pillai Saradamony Bhaskaran | Rep 1, 4 | 2014-05 | 2016-10 |
| Chenxi Bian 卞晨希 | Rep 1 | 2010-11 | 2011-12 |
| Raymond Andrew Bird | Rep 1 | 2010-07 | 2012-12 |
| Warren Nicholas Blight | Rep 4, 6, 9 | Pre-2003 | 2005-04 |
| Jamie Phillip Boyton | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Jeffrey Michael Brewer | Rep 1 | 2005-07 | 2009-10 |
| Weiheng Cai 蔡蔚珩 | Rep 1 | 2011-09 | 2013-06 |
| Nicholas Edward Carlton | Rep 1 | 2012-04 | 2012-06 |
| Nicholas Egerton Caughey | Rep 1, 4, 6, 9 | Pre-2003 | 2006-03 |
| Benjamin Yu-Ki Chan 曾裕基 | Rep 1 | 2005-06 | 2008-05 |
| Felix Sheung Tat Chan 陳上達 | Rep 4, 6, 9 | Pre-2003 | 2005-05 |
| Ka Chung Chan 陳家琮 | Rep 1 | 2006-08 | 2008-12 |
| Ka Yan (SFC:AOY170) Chan 陳嘉欣 | Rep 4 | 2007-05 | 2008-10 |
| Katherine Ching Yu Chan 陳菁瑜 | Rep 4 | 2006-10 | 2012-06 |
| Lydia Suk Kuan Chan 陳淑鈞 | Rep 4 | 2007-01 | 2007-02 |
| Matthew Weng Chih Chan | Rep 4 | 2003-11 | 2006-01 |
| Mei Kwan Chan 陳美君 | Rep 1 | 2007-05 | 2010-01 |
| Ming Hang (SFC:APK743) Chan 陳銘恆 | Rep 4 | 2007-08 | 2008-04 |
| Pedro Carlos Siu Lun Chan 陳小倫 | Rep 1 | 2007-01 | 2008-05 |
| Pui Sze Chan 陳佩思 | Rep 1 | 2007-07 | 2007-10 |
| Pui Ting Chan 陳佩婷 | Rep 4, 6, 9 | Pre-2003 | 2003-07 |
| Sylvia Sau Wai Chan 陳秀慧 | Rep 4, 6, 9 | Pre-2003 | 2004-07 |
| Victor Kam Yiu Chan 陳敢耀 | Rep 1 | 2011-08 | 2012-03 |
| Wai Chi (SFC:AHF464) Chan 陳慧芝 | Rep 1 | 2006-09 | 2009-05 |
| Chih-Hung Chang 張致竑 | Rep 4 | 2010-05 | 2013-03 |
| Michael Poyung Chang 張保勇 | Rep 4 | 2006-02 | 2006-09 |
| Fei (SFC:ACA503) Chen 陳緋 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Huilin Chen 陳輝林 | Rep 1 | 2007-06 | 2008-07 |
| Tian Chen 陳添 | Rep 1 | 2008-03 | 2009-08 |
| Yi (SFC:ANM687) Chen 陳藝 | Rep 4 | 2006-06 | 2008-04 |
| Yiwen (SFC:AVF113) Chen 陳軼雯 | Rep 4 | 2010-05 | 2012-06 |
| Chi Wah Cheng 鄭志華 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-12 |
| James Vincent Cheng | Rep 1 | 2004-05 | 2006-02 |
Showing 1–100 of 400
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司