Thomas Alexander Royds
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Alexander Royds, a licensed Responsible Officer with CE reference AFY848. Currently licensed at 1 firm(s): Parkway Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Parkway Capital Limited |
RO | Type 9 — Asset management | 2024-05-07 | present |
| Lloyd George Management (HK) Limited |
RO | Type 9 — Asset management | 2015-04-14 | 2023-11-01 |
| Ballingal Investment Advisors Limited |
RO | Type 5 — Advising on futures contracts | 2014-04-24 | 2015-02-27 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2014-02-25 | 2014-04-24 |
| Ballingal Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2011-06-15 | 2015-02-27 |
| Ballingal Investment Advisors Limited |
RO | Type 9 — Asset management | 2011-06-15 | 2015-02-27 |
| Brooke Capital Limited |
RO | Type 4 — Advising on securities | 2009-08-03 | 2010-07-12 |
| Brooke Capital Limited |
RO | Type 9 — Asset management | 2009-08-03 | 2010-07-12 |
| Brooke Capital Limited |
Rep | Type 4 — Advising on securities | 2007-03-01 | 2009-08-03 |
| Brooke Capital Limited |
Rep | Type 9 — Asset management | 2007-03-01 | 2009-08-03 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-19 | 2007-02-08 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-06-06 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-02-08 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-09-24 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2004-09-24 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-24 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-09-24 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2004-09-24 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-09-24 |