Ballingal Investment Advisors Limited

CE No. AKO494 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ballingal Investment Advisors Limited (), a Hong Kong-based licensed corporation with CE reference AKO494. Currently licensed for regulated activity type(s) 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 27). Earliest licence on file: 2004-08-13.

More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →

Registered address

20/F, Shun Ho Tower, 30 Ice House Street, Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2004-08-13	present
Type 5 — Advising on futures contracts	2004-08-13	present
Type 9 — Asset management	2004-08-13	present

Licensed staff (all-time) (27)
Active on date

4 Advising on securities 5 Advising on futures contracts 9 Asset management

RO only

Name	Activities	First licensed	To
Andrew Robert Thomas Ballingal	RO 4, 5, 9	2004-08	Present
Geoffrey Charles Barker	RO 4, 5, 9 Rep 4, 5, 9	2005-11	2013-09
Linda Marie Csellak	RO 4, 5, 9	2008-05	2009-03
Poonam Dhir	RO 4, 5, 9 Rep 4, 5, 9	2010-06	2020-07
Ronald Wing Chung Li 李穎中	RO 4, 5, 9 Rep 4, 5, 9	2009-05	2014-02
Mary Charlotte McBain	RO 4, 5, 9 Rep 4	2004-08	2006-04
Michael William Ng 吳以廉	RO 4, 5, 9 Rep 4, 5, 9	2014-06	Present
Thomas Alexander Royds	RO 4, 5, 9 Rep 5	2011-06	2015-02
John Cyril Lester Schofield	RO 4, 9 Rep 4, 5, 9	2014-03	2015-05
Oscar Kwok Leung Sin 單國樑	RO 4, 5, 9 Rep 4, 5, 9	2010-07	2016-02
James St. John Squire	RO 4, 5, 9 Rep 4, 5, 9	2004-09	2007-06
Kwong Wui Wong 黃冠瑋	RO 4, 5, 9	2005-11	2007-02
Nicholas Paley Bibby	Rep 4, 5, 9	2009-09	2013-09
David James Blennerhassett	Rep 4	2017-01	Present
Thomas Frederick Faulkner	Rep 4, 5, 9	2013-10	2013-12
Stewart Kenneth Ferns	Rep 4, 5, 9	2009-11	2011-03
Marc Alan Geddes	Rep 4, 5, 9	2013-06	2015-04
Glen Gordon	Rep 4, 5, 9	2011-03	2012-12
Paul Michael Kitney	Rep 4, 9	2016-08	2017-10
Wei Liao 廖薇	Rep 4, 5, 9	2011-11	2017-08
Andrew Mark Limond	Rep 4, 5, 9	2008-07	2010-08
Travis Stuart Lundy	Rep 4, 9	2017-01	Present
Alexander Robert Medd	Rep 4	2021-02	2021-10
Epiphanios Michael	Rep 4, 5, 9	2013-10	2014-05
Ji Eun (SFC:BJG148) Park	Rep 4	2017-03	2017-12
Amelia Mary Savory	Rep 4, 5, 9	2012-05	2013-10
Neil John Scrase 單國雄	Rep 4, 5, 9	2008-12	2011-01