John Cyril Lester Schofield
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Cyril Lester Schofield ( ), a licensed former licensee with CE reference ADS542. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bowman and Fitzhugh Asset Management Limited | RO | Type 4 — Advising on securities | 2024-01-25 | 2025-03-21 |
| Bowman and Fitzhugh Asset Management Limited | RO | Type 9 — Asset management | 2024-01-25 | 2025-03-21 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-19 | 2020-09-07 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-19 | 2020-09-07 |
| Glenworth Capital Limited | RO | Type 4 — Advising on securities | 2015-12-28 | 2017-06-15 |
| Glenworth Capital Limited | RO | Type 9 — Asset management | 2015-12-28 | 2017-06-15 |
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2015-06-03 | 2015-12-24 |
| Ballingal Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | 2014-04-30 | 2015-05-20 |
| Ballingal Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2014-04-30 | 2015-05-20 |
| Ballingal Investment Advisors Limited |
RO | Type 9 — Asset management | 2014-04-30 | 2015-05-20 |
| Ballingal Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2014-03-04 | 2014-04-30 |
| Ballingal Investment Advisors Limited |
Rep | Type 9 — Asset management | 2014-03-04 | 2014-04-30 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 4 — Advising on securities | 2013-10-07 | 2014-02-07 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 9 — Asset management | 2013-10-07 | 2014-02-07 |
| Double Haven Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2011-08-02 | 2012-08-30 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-06-03 | 2011-08-02 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 9 — Asset management | 2006-02-24 | 2011-05-31 |
| South Ocean Management Limited |
RO | Type 9 — Asset management | 2005-07-29 | 2006-01-09 |
| Enzard Limited | RO | Type 4 — Advising on securities | 2004-05-21 | 2008-09-01 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 4 — Advising on securities | present | 2011-05-31 |