South Ocean Management Limited

CE No. ABH736 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for South Ocean Management Limited (), a Hong Kong-based licensed corporation with CE reference ABH736. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 5 (total recorded over time: 8).

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Registered address

15E The Phoenix Building, No 23 Luard Road, Wanchai

Licence history

Activity	From	To
Type 9 — Asset management	present	present
Type 4 — Advising on securities	present	2005-02-05
Type 6 — Advising on corporate finance	present	2005-02-05

Licensed staff (all-time) (8)
Active on date

4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Jr Richard Esterbrook Mc Connell	RO 4, 6, 9	Pre-2003	Present
John Cyril Lester Schofield	RO 9	2005-07	2006-01
Stephen Richard Taw	RO 9	2006-06	Present
Anthony Hogest D'Silva	Rep 9	2016-12	Present
Darren Karl D'Souza	Rep 9	2019-03	Present
Yiu Wing (SFC:ABU046) Lam 林耀榮	Rep 9	2007-04	2007-08
Sheung Kam Yau 邱湘琴	Rep 9	2013-03	2016-08
Wing Yen Yip 葉泳妡	Rep 9	2014-05	Present