Phillip Securities (Hong Kong) Limited

輝立證券(香港)有限公司

CE No. AAG460 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phillip Securities (Hong Kong) Limited (輝立證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAG460. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 7 — Providing automated trading services; 9 — Asset management. Current licensed staff on file: 325 (total recorded over time: 2272).

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Providing automated trading services →More firms doing Asset management →

Registered address

11-12/F, United Centre, 95 Queensway

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	present
Type 7 — Providing automated trading services	present	present
Type 9 — Asset management	present	present
Type 6 — Advising on corporate finance	present	2005-07-06

Licensed staff (all-time) (2272)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 7 Providing automated trading services 9 Asset management

RO only

Name	Activities	First licensed	To
Peck Yoke Ho 何碧玉	RO 1, 4, 6, 7, 9	Pre-2003	Present
Wilson Ho Chu Lam 林灝柱	RO 1, 4, 7 Rep 1, 4, 7	2006-08	2024-07
Long Chin Lee 李隆進	RO 1, 4, 6, 9	Pre-2003	2006-09
Wah Sai Lim	RO 1, 4, 6, 9	Pre-2003	Present
Hung Wah Ma 馬鴻華	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Jimmy Hock Soon Tok 卓福順	RO 1, 4, 6, 9	Pre-2003	2003-06
Chin Lung Wang 王金龍	RO 1, 7 Rep 1, 4, 6, 7, 9	Pre-2003	Present
Kai Kok Wong 黃開豁	RO 1, 4	2005-08	2008-04
Louis Wai Kit Wong 黃瑋傑	RO 1, 4, 6, 7, 9	Pre-2003	Present
Hiroyuki Arai	Rep 1	2007-05	2010-08
Andrew Kim Fung Au 歐劍峰	Rep 1	2005-07	2006-08
Aric Wing Kai Au 歐永佳	Rep 1, 4, 6, 9	Pre-2003	Present
Chi Wa Au 歐志華	Rep 1, 4, 6, 9	Pre-2003	2020-02
Chi Yuen Au 區智遠	Rep 1, 4	2011-08	2024-02
Fonnie Kit Ching Au 區潔貞	Rep 1	2014-09	2016-07
Ho Lun Au 區顥麟	Rep 1, 4, 6, 9	Pre-2003	2003-10
Hon Man Au 歐漢文	Rep 1	2013-02	2016-03
Kai Tat Au 區繼達	Rep 1, 4	2010-04	2011-08
Kenneth Tze Chiu Au 區子超	Rep 1	2005-10	2024-08
Leung Kin Au 區良鍵	Rep 1, 4	2007-05	Present
Lok Man Au 歐躒緡	Rep 1, 4	2007-11	2014-12
Ringo Chor Kin Au 區楚堅	Rep 1	2010-03	Present
Siu Wing Au 歐兆榮	Rep 1, 4, 6, 9	Pre-2003	Present
Wing Ting Au 歐永定	Rep 1	2022-06	2024-02
Wylie Shuk Fan Au 歐淑凡	Rep 1, 4	2007-07	2008-12
Yiu Kuen Au 歐耀權	Rep 1, 4	2007-01	2012-02
Eric Kam Yu Au Yeung 歐陽錦裕	Rep 1	2005-01	2013-05
Fai Wa Au Yeung 歐陽輝華	Rep 1, 4	2005-08	2006-09
Pui Yi Au Yeung 歐陽佩儀	Rep 1	2008-11	2020-06
Jiapan Cai 蔡嘉攀	Rep 1	2019-07	2023-06
Jiyu Cai 蔡吉羽	Rep 1	2011-12	2011-12
Yau Sun Chai 蔡有新	Rep 1, 4	2004-04	2006-04
Shu Yan Chak 翟樹仁	Rep 1, 4	2010-12	2024-04
Siu Lun Chak 翟兆麟	Rep 1	2008-07	2008-08
Adrian Man Chiu Chan 陳文超	Rep 1	2007-09	2019-05
Alan Yau Yuet Chan 陳有悅	Rep 1	2005-08	2016-06
Alex Yiu Fai Chan 陳耀輝	Rep 1	2006-01	2009-06
Allen Ho Ting Chan 陳灝廷	Rep 1	2005-03	2017-07
Andrew Chan 陳頌賢	Rep 1	2011-12	2013-12
Angel On Kei Chan 陳安琪	Rep 1	2004-12	2006-04
Anthony Fu Wah Chan 陳富華	Rep 1	2010-10	2012-05
Anthony Wing Hong Chan 陳永康	Rep 1	2005-06	2015-12
Bada Yu Fung Chan 陳宇鋒	Rep 1	2005-05	Present
Bernard Cheuk Bong Chan 陳卓邦	Rep 1, 4	2007-11	2011-04
Bing Leung Chan 陳炳樑	Rep 1	2009-08	2009-10
Bonnie Suk Kwan Chan 陳淑群	Rep 1, 4	2006-01	2012-06
Caesar Sit Kai Chan 陳燮佳	Rep 1	2009-02	2009-08
Cesar Shun Wah Chan 陳信華	Rep 1, 4, 6, 9	Pre-2003	2025-06
Chak Fai Chan 陳澤輝	Rep 1	2007-03	2007-05
Chak Yin Chan 陳澤賢	Rep 1	2004-06	2004-10
Cham Kwong Chan 陳湛光	Rep 1	2010-08	2011-01
Cheuk Hang (SFC:BQI194) Chan 陳卓行	Rep 1	2024-07	2026-02
Cheuk Man (SFC:AFP804) Chan 陳卓文	Rep 1	2015-09	Present
Cheuk Yin (SFC:ANH195) Chan 陳卓然	Rep 1, 4	2009-09	2010-06
Chi Chung (SFC:ASM026) Chan 陳志忠	Rep 1	2011-02	2012-09
Chi Fai Chan 陳志輝	Rep 1	2004-03	2006-12
Chi Fu Chan 陳志富	Rep 1	2007-04	2007-09
Chi Fung Chan 陳志鋒	Rep 1	2003-10	2005-04
Chi Hang (SFC:BJM363) Chan 陳摯恆	Rep 1	2017-05	2018-04
Chi Hing Chan 陳志興	Rep 1, 4	2006-05	2024-06
Chi Ki Chan 陳子祺	Rep 1	2009-10	Present
Chi Wah Chan 陳志華	Rep 1	2006-09	2022-08
Chi Wing (SFC:ATX898) Chan 陳熾榮	Rep 1	2009-10	2010-02
Chi Yin (SFC:ABA954) Chan 陳志賢	Rep 1	2004-02	2004-08
Chi Yin (SFC:BOP754) Chan 陳志彥	Rep 1	2019-07	2021-10
Chi Yu Chan 陳持宇	Rep 1	2018-07	2019-03
Chi Yuen (SFC:ALO346) Chan 陳智遠	Rep 1	2008-02	2012-05
Ching Chi Chan 陳正致	Rep 1, 4	2007-07	2007-09
Ching Fung Chan 陳貞風	Rep 1, 4	2009-08	2012-04
Ching Lai Chan 陳靜麗	Rep 1	2005-09	2006-10
Ching Lei Chan 陳貞里	Rep 1	2004-12	2005-11
Ching Man (SFC:ARA501) Chan 陳政民	Rep 1	2008-05	2022-06
Ching Yee (SFC:ASK504) Chan 陳靜兒	Rep 1	2009-02	2009-07
Chiu Fu Chan 陳招富	Rep 1, 4	2014-06	2025-03
Chiu Yu Chan 陳昭宇	Rep 1	2007-12	2008-03
Chloe Chan 陳翹昕	Rep 1, 4	2020-08	2022-02
Choi King Chan 陳賽琼	Rep 1, 4, 6, 9	Pre-2003	Present
Christian Leong Hei Chan 陳亮熙	Rep 1, 4	2018-03	Present
Christopher Sai Kong Chan 陳世剛	Rep 1	2005-07	2005-11
Chun Lam Chan 陳鎮林	Rep 1, 4, 6, 9	Pre-2003	2005-04
Chun Lung Chan 陳俊隆	Rep 1	2008-05	Present
Chun Man (SFC:AHU153) Chan 陳振文	Rep 1, 4, 6, 9	Pre-2003	2003-05
Chun Nin Chan 陳俊年	Rep 1	2024-01	Present
Chun Sing (SFC:AFX583) Chan 陳振昇	Rep 1, 7	2003-07	2015-04
Chun To Chan 陳振圖	Rep 1	2009-08	2010-05
Chung (SFC:AFV231) Chan 陳忠	Rep 1	2007-03	2008-08
Chung Wan Chan 陳頌韻	Rep 1	2005-10	2014-10
Coman Wai Hung Chan 陳偉熊	Rep 1, 4	2011-12	2012-04
Connie Yik Shan Chan 陳憶珊	Rep 1	2007-10	2008-03
David Lap Kwan Chan 陳立群	Rep 1	2007-05	2009-06
Dik Cheung Chan 陳狄彰	Rep 1	2004-02	2005-08
Dixon Chan 陳廸舜	Rep 1	2009-12	2010-09
Dominic Gee Yan Chan 陳智恩	Rep 1	2007-05	2007-07
Eric Chi Wai Chan 陳志偉	Rep 1	2005-04	2007-11
Eric Siu Ki Chan 陳肇棋	Rep 1	2015-05	2018-08
Fai Shing Chan 陳輝盛	Rep 1, 4	2014-09	2015-08
Fiona Kit Ying Chan 陳結瑩	Rep 1, 4	2011-01	2014-04
Flora Wai Kiu Chan 陳慧翹	Rep 1, 4, 6, 9	Pre-2003	2016-09
Frances Sui Yee Chan 陳瑞兒	Rep 1	2007-10	2008-06
Fu Wah Chan 陳富華	Rep 1, 4, 6, 9	Pre-2003	2003-07