Kenneth Tze Chiu Au
區子超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Tze Chiu Au (區子超), a licensed former licensee with CE reference AEL783. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-26 | 2024-08-09 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-26 | 2024-08-09 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2003-09-03 | 2005-10-07 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-12 |