Hung Wah Ma
馬鴻華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Wah Ma (馬鴻華), a licensed Responsible Officer with CE reference AAD616. Currently licensed at 3 firm(s): Phillip Capital Management (HK) Limited, Phillip Commodities (HK) Limited, Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-10-22 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-10-26 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-01-13 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-08 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-10-08 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-08-03 | 2011-01-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-10-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-10-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-09 |