Eric Siu Ki Chan
陳肇棋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Siu Ki Chan (陳肇棋), a licensed former licensee with CE reference AXG825. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-05-05 | 2021-08-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-30 | 2021-08-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-07 | 2018-08-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-24 | 2015-04-01 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2013-07-15 | 2014-10-12 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-15 | 2013-07-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-13 | 2012-04-27 |