Kai Tat Au
區繼達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Tat Au (區繼達), a licensed Responsible Officer with CE reference AVB807. Currently licensed at 2 firm(s): WE Securities Limited, WE Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 28.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WE Securities Limited 維恩證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-14 | present |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-08-14 | present |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 9 — Asset management | 2025-08-14 | present |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-26 | 2025-07-09 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 4 — Advising on securities | 2021-04-26 | 2025-07-09 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
RO | Type 9 — Asset management | 2021-04-26 | 2025-07-09 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-01 | 2021-04-26 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-01 | 2021-04-26 |
| Global Prosperity Financial Company Limited 環球富盛理財有限公司 |
Rep | Type 9 — Asset management | 2021-04-01 | 2021-04-26 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 — Asset management | 2020-07-24 | 2021-03-29 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-30 | 2021-03-29 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 — Advising on securities | 2020-06-30 | 2021-03-29 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 9 — Asset management | 2020-04-28 | 2020-07-24 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-19 | 2020-06-30 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-19 | 2020-06-30 |
| China Tian Yuan Commodities and Futures Limited 中國天元商品及期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-14 | 2019-11-09 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-22 | 2019-11-09 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-22 | 2019-11-09 |
| China Tian Yuan Commodities and Futures Limited 中國天元商品及期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-10 | 2018-11-14 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-11 | 2018-10-02 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-04-18 | 2017-04-30 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-01 | 2017-04-30 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-03-01 | 2017-04-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-01 | 2013-02-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-01 | 2013-02-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-18 | 2011-08-20 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-22 | 2011-08-20 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-22 | 2011-08-20 |