Chi Yuen Au
區智遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yuen Au (區智遠), a licensed former licensee with CE reference AFT225. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-23 | 2019-07-30 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-11 | 2024-02-23 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-11 | 2024-02-23 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-08-11 | 2019-07-30 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2009-06-19 | 2009-11-01 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2009-02-09 | 2009-11-01 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2009-02-09 | 2009-11-01 |