Adrian Man Chiu Chan
陳文超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adrian Man Chiu Chan (陳文超), a licensed former licensee with CE reference AGM627. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-06 | 2019-05-31 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-21 | 2009-10-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-25 | 2009-07-11 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-02 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-06 |