Chi Fai Chan
陳志輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Fai Chan (陳志輝), a licensed Responsible Officer with CE reference AJO293. Currently licensed at 1 firm(s): Apollo Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-06-26 | present |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
RO | Type 9 — Asset management | 2025-06-26 | present |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-30 | 2025-06-26 |
| Apollo Asset Management Limited 太陽神資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-05-30 | 2025-06-26 |
| BG Asset Management Limited 北港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-07-31 | 2025-05-19 |
| BG Asset Management Limited 北港資產管理有限公司 |
RO | Type 9 — Asset management | 2023-07-31 | 2025-05-19 |
| BG Asset Management Limited 北港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-27 | 2023-07-31 |
| BG Asset Management Limited 北港資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-27 | 2023-07-31 |
| BG Securities (HK) Co., Limited 北港證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-21 | 2025-05-19 |
| BG Securities (HK) Co., Limited 北港證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-29 | 2021-06-21 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-08 | 2021-04-01 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-08 | 2021-04-01 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-02-08 | 2021-04-01 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-12 | 2020-08-14 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 4 — Advising on securities | 2019-08-12 | 2020-08-14 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-27 | 2019-08-12 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-27 | 2019-08-12 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-31 | 2019-04-25 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 4 — Advising on securities | 2018-05-31 | 2019-04-25 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-28 | 2018-05-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-30 | 2011-06-17 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-30 | 2011-06-17 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-15 | 2009-07-22 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-01 | 2009-07-22 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2009-05-09 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-02 | 2007-05-14 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-02 | 2007-05-14 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-23 | 2006-12-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-23 | 2006-12-21 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-14 | 2006-09-05 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-25 | 2006-09-05 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-10 | 2006-05-04 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-10 | 2006-05-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-02 | 2006-03-20 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-25 | 2006-03-20 |